|
Silver Portal Capital LLC
|
114290
|
Iaian Fillippini
|
4708877
|
CA, NV
|
|
Concorde Investment Services, LLC
|
151604
|
Robert Smith
|
1412333
|
OR
|
|
Concorde Investment Services, LLC
|
151604
|
Daniel Raupp
|
4079107
|
NY
|
|
Primex Prime Electronic Execution Inc
|
29394
|
Christina Nielson
|
29394
|
AZ
|
|
1st Global Capital Corporation
|
30349
|
Neil Schmerling
|
4075729
|
PA
|
|
1st Global Capital Corporation
|
30349
|
Harold Briggs
|
4404074
|
MA
|
|
1st Global Capital Corporation
|
30349
|
Douglas Donald
|
3250757
|
KY
|
|
Sagepoint Financial, Inc
|
133763
|
Jonathan Hendrix
|
4543970
|
PA
|
|
1st Global Capital Corporation
|
30349
|
Dominick Sarinelli
|
5409729
|
CO
|
|
Silver Portal Capital LLC
|
114290
|
Paul Rogers
|
6296495
|
IL
|
|
Crown Capital Securities L.P.
|
6312
|
Justin Lowy
|
5935993
|
CA
|
|
Emerson Equity LLC
|
130032
|
Dinesh Gupta
|
6469999
|
CO
|
|
Harbour Investments, Inc
|
19258
|
Kendra Erkamaa
|
4856375
|
IA
|
|
McDermott Investment Services, LLC
|
155633
|
Debra Schleining
|
2768752
|
OH
|
|
1st Global Capital Corporation
|
30349
|
G Dennis Shay
|
3134093
|
TX
|
|
Cabot Lodge Securities LLC
|
159712
|
Robert Tweed
|
2339324
|
CA
|
|
1st Global Capital Corporation
|
30349
|
Michael Moomaw
|
6236376
|
OR
|
|
Nationwide Planning Associates, Inc
|
31029
|
Eric Bicknese
|
2829451
|
NY
|
|
Royal Alliance Associates, Inc.
|
23131
|
John Christy
|
4573758
|
KS
|
|
1st Global Capital Corporation
|
30349
|
Leonard Bettencourt
|
4025897
|
TX
|
|
Commonwealth Financial Network
|
8032
|
Bruce Horowitz
|
1333901
|
CA
|
|
McDermott Investment Services, LLC
|
155633
|
Robert Horning
|
2311640
|
CA
|
|
Investment Planners, Inc
|
18557
|
Tom Ealy
|
863042
|
IL
|
|
Investment Planners, Inc
|
18557
|
John Foley
|
1287148
|
IL
|
|
Investment Planners, Inc
|
18557
|
Caleb Smoes
|
5968483
|
IL
|
|
Woodbury Financial Services, Inc
|
421
|
David Florell
|
5210813
|
NE
|
|
Investment Planners, Inc
|
18557
|
Christopher Mackenzie
|
4164821
|
IL
|
|
Concorde Investment Services, LLC
|
151604
|
Delmar McKinney
|
1186853
|
TX
|
|
Kovack Securities, Inc
|
44848
|
Chris Hartman
|
1850747
|
CA
|
|
Sigma Financial Corporation
|
14303
|
Tom Velken
|
1600404
|
CA
|
|
1st Global Capital Corporation
|
30349
|
Berge Avedisian
|
2750210
|
NY
|
|
Sagepoint Financial, Inc
|
133763
|
Jonathan Keller
|
4344114
|
IL
|
|
Westpark Capital Inc
|
39914
|
David Levinson
|
705929
|
GA
|
|
1st Global Capital Corporation
|
30349
|
Jerome Kotzur
|
4394788
|
TX
|
|
Centaurus Financial, Inc.
|
30833
|
Nicholas Ellis
|
1082891
|
CA
|
|
DFPG Investments, Inc
|
155576
|
Joseph Broadbent
|
3132498
|
CA
|
|
Centaurus Financial, Inc.
|
30833
|
John Scully
|
803539
|
IL
|
|
FSC Securities Corporation
|
7461
|
Ralph Adamo
|
1624126
|
CA
|
|
The Strategic Financial Alliance
|
126514
|
Brian Bennett
|
821115
|
CO
|
|
Parkland Securites, LLC
|
115368
|
Stuart Leibowitz
|
4483111
|
NJ
|
|
Centaurus Financial, Inc
|
30833
|
Kate King
|
4654157
|
AL
|
|
Cambridge Investment Research
|
39543
|
Scott Bombeck
|
3042556
|
PA
|
|
FSC Securities Corporation
|
7461
|
M Jay Mulligan
|
2491539
|
KS
|
|
Royal Alliance Associates, Inc
|
23131
|
David Fingerhut
|
2206103
|
TX
|
|
Royal Alliance Associates, Inc
|
23131
|
William Upson
|
1241673
|
CA
|
|
Cambridge Investment Research
|
39543
|
Ann Stewart
|
2388888
|
CO
|
|
Northeast Financial Group, Inc
|
134224
|
Robert Hackenberg
|
1064715
|
PA
|
|
1st Global Capital Corporation
|
30349
|
Daniel Vincent
|
4400096
|
CA
|
|
Centaurus Financial, Inc
|
30833
|
Kelley Slaught
|
1126586
|
CA
|
|
Centaurus Financial, Inc
|
30833
|
Michael Morando
|
6098724
|
CA
|
|
Sagepoint Financial, Inc
|
133763
|
Maxwell PHillips
|
4953387
|
CA
|
|
DFPG Investments, Inc
|
155576
|
Scott Sheehan
|
2328614
|
NY
|
|
1st Global Capital Corporation
|
30349
|
Marcia Geltman
|
5540688
|
NJ
|
|
Simmons First Investment Group Inc
|
47439
|
Jimmy Hicks
|
5069270
|
AR
|
|
Cambridge Investment Research
|
39543
|
Walter Heidenreich III
|
5073559
|
CO
|
|
1st Global Capital Corporation
|
30349
|
Ron Horvitz
|
1277033
|
CA
|
|
Sandlapper Securities, LLC
|
137906
|
Scott Offerman
|
4619093
|
NY
|
|
Cambridge Investment Research
|
39543
|
Michael Curley
|
3259110
|
OH
|
|
1st Global Capital Corporation
|
30349
|
Mark Coombe
|
2733655
|
OR
|
|
1st Global Capital Corporation
|
30349
|
Michael Stieglitz
|
4623788
|
CA
|
|
Capulet LLC
|
155155
|
Edward Fernandez
|
2956667
|
MO
|
|
1st Global Capital Corporation
|
30349
|
Gene Alvin Brehm
|
2815437
|
TX
|
|
Primex Prime Electronic Execution Inc
|
4866971
|
Christina Nielson
|
29394
|
VA
|
|
Diane Jaworski-Faulhaber
|
3093135
|
Ameritas Investment Corp.
|
14869
|
CA
|
|
Walter Webb
|
1120975
|
FSC Securities Corporation
|
7461
|
TN
|
|
Michael Speer
|
2414155
|
Cambridge Investment Research
|
39543
|
CO
|
|
Shawn Valentine
|
4632973
|
Calton & Associates
|
20999
|
OH
|
|
David Fingerhut
|
2206103
|
Royal Alliance Associates, Inc
|
23131
|
MO
|
|
Wayne Pampaloni
|
2201691
|
The Strategic Financial Alliance
|
126514
|
VA
|
|
Troy Thomas
|
4691720
|
McDermott Investment Services LLC
|
154926
|
MA
|
|
Kelli Lynn Holliefield
|
4714815
|
Calton and Associates
|
20999
|
TX
|
|
H.D. Vest Investment Securities Inc
|
13686
|
Alton Thiele
|
4236443
|
TX
|
|
Vanderbilt Securities, LLC
|
5953
|
Chris Corritore
|
2306471
|
NY
|
|
Vanderbilt Securities, LLC
|
5953
|
Robert Procida
|
1067047
|
NY
|
|
Parkland Securities, LLC
|
115368
|
Gordon Hamilton
|
5028789
|
CO
|
|
Parkland Securities, LLC
|
115368
|
Josh Griffin
|
4664355
|
CO
|
|
Moloney Securities Co
|
38535
|
David Wood
|
2306563
|
MO
|
|
Centaurus Financial Inc
|
30833
|
Mike Kilpatrick
|
1278618
|
CA
|
|
McDermott Investment Services, LLC
|
154926
|
Corbin Thomas
|
4234748
|
CA
|
|
Woodbury Financial Services, Inc
|
421
|
Paul Zalduendo
|
5152603
|
IL
|
|
H.D. Vest Investment Securities Inc
|
13686
|
Lisa Pugel
|
2506156
|
WI
|
|
Jason Coles
|
2632270
|
Centaurus Financial, Inc
|
30833
|
CA
|
|
Herb Alston
|
5294132
|
Concorde Investment Services, LLC
|
151604
|
CA
|
|
Del Londono
|
2695744
|
Sagepoint Financial, Inc
|
133763
|
CA
|