EFDID: 131763EFD: View Filing

Issuer: CM Notes Program I, LLC (0001455473) - D/A

Accession: 0001455473-09-000007 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001455473
  • Entity Name:
    CM Notes Program I, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    1291 WEST GALLERIA DRIVE, SUITE 220
    HENDERSON, NV 89014
  • Persons:
    Related Persons 6
    Todd B. Parriott
    Executive Officer, Promoter 
    Executive Officer of CM Notes Manager, LLC, the Manger
    Rocky R. Derrick
    Executive Officer 
    Executive Officer of CM Notes Manager, LLC, the Manager
    Kevin E. Greene
    Executive Officer 
    Executive Officer of CM Notes Manager, LLC, the Manger
    Stacy M. Riffe
    Executive Officer 
    Executive Officer of CM Notes Manager, LLC, the Manager
    Jeffrey D. Barton
    Executive Officer 
    Executive Officer of CM Notes Manager, LLC, the Manager
    Erin C. Ackerman
    Executive Officer 
    Executive Officer of CM Notes Manager, LLC, the Manager
EDGAR: Offering Information
  • Accession Date:
    11/19/2009
  • First Sale Date:
    01/30/2009
  • Offering Amount:
    $25,000,000
  • Amount Sold:
    $1,235,000
  • Amount Remaining:
    $23,765,000
  • Exemptions:
    Investment Company Act Section 3(c) , Rule 506 , Section 3(c)(5)
  • Security Type(s):
    Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Charles E. Delao 1368310 Harrison Douglas, Inc. 16515 CA, CO, OH
Robert K. Gump 231970 Harrison Douglas, Inc. 16515 CA
Rex Bland 2442941 CapWest Securities, Inc. 30002 FL, KS, MO, MT, NE, NM, OK, TN, TX
Andrew Bolt 1594587 Harrison Douglas, Inc. 16515 OH, TN
George K. Jeffers 1458438 Harrison Douglas, Inc. 16515 CA, FL, OH
Lawrence W. Lambert Sr. 301059 CapWest Securities, Inc. 30002 AL, AK, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, LA, MD, MA, MI, MN, MS, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TX, UT, VT, VA, WA, WI
James M. Lamont 2846228 Independent Financial Group, LLC 7717 AZ, CA, FL, IA, NV, NC, SC
Stephen J. Hoshimi 1977772 CapWest Securities, Inc. 30002 CA, MO, NV, TX, UT
Jeffrey C. Young 1111994 First Financial Equity Corporation 16507 AZ, CA, NV, TX
Jack T. Kennebeck 267683 QA3 Financial Corp. 14754 AZ, CA, FL, MO, VA
David Seth Harris 1618282 Lighthouse Capital Corporation 41812 AZ, CA, IL
Brian H. Breuel 813742 QA3 Financial Corp. 14754 CA, CT, DE, FL, GA, ME, MD, MA, MN, NH, NJ, NY, PA, TX, VT, VA, WA, WV
Dennis A. Larson 302868 Oak Tree Securities, Inc. 18126 CA
Kent W. Pridey 1223841 CapWest Securities, Inc. 30002 AZ, CA, CO, ID, IL, IA, KS, MI, MN, MO, NE, OK, TX, UT, WY
James O. Conaway 1920946 QA3 Financial Corp. 14754 AL, AZ, AR, CA, CO, CT, FL, GA, HI, ID, IL, IN, MA, MI, MN, MO, MT, NE, NV, NH, NJ, NY, NC, OH, OR, PA, TX, UT, VA, WA, WI
Heide M. Becker 2123953 QA3 Financial Corp. 14754 NY, OK, TX
Robert J. Zamecki 475757 Lighthouse Capital Corporation 41812 CA, OR
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CM Notes Program I, LLC/Jeffrey D. BartonJeffrey D. BartonCorp. Secretary and Treas. of Manager-CM Notes Manager, LLC2009-11-19