EFDID: 40652EFD: View Filing

Issuer: CAIS Millennium USA LLC (0001523894) - D/A

Accession: 0001523894-22-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001523894
  • Entity Name:
    CAIS Millennium USA LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    CAPITAL INTEGRATION SYSTEMS LLC
    598 MADISON AVENUE, 11TH FLOOR
    NEW YORK, NY 10022
  • Persons:
    Related Persons 2
    n/a Capital Integration Systems LLC
    Promoter 
    Managing Member
    Matthew C. Brown
    Executive Officer 
    Managing Principal of the Managing Member
EDGAR: Offering Information
  • Accession Date:
    06/06/2022
  • First Sale Date:
    03/01/2011
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $771,176,552
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AL, DC, HI, IA, IN, KY, MD, MT, NC, NH, NJ, OH, PA, TX, VA
Inactive:AR, CO, IL, MS, ND, NV, SC, VT
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Jefferies LLC 2347 None None All States
Wunderlich Securities 2543 None None All States
Summit Equities, LLC 11039 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
USCA Securities LLC 103789 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
HighTower Securities, LLC 116681 None None All States
Macquarie Capital (USA) Inc. 36368 None None All States
D.A Davidson 199 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Stephens, Inc. 3496 None None All States
Arete Wealth Management LLC 44856 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Spire Securities LLC 144131 None None All States
Kestra Investment Services LLC 42046 None None All States
William Blair 1252 None None All States
Triad Advisors, Inc. 25803 None None All States
Monarch Capital Group, LLC 47815 None None AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MS, NV, NH, NJ, NM, NY, NC, OH, OR, PA, RI, SC, SD, TX, UT, VT, VA, WA, WI
Dominick & Dominick 2543 None None AL, AK, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VT, VA, WA, WV, WI, WY
Snowden Account Services Inc. 149794 None None AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VT, VA, WA, WV, WI, WY
Maxim Group LLC 120708 None None All States
Fieldpoint Private Securities LLC 18975 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
BB&T Securities, LLC 142785 None None All States
First Republic Securities Company, LLC 105108 None None All States
Purshe Kaplan Sterling Investments 35747 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Robert W. Baird & Co. Incorporated 8158 None None All States
Axiom Capital Management, Inc. 26580 None None All States
B. Riley Wealth Management 2543 None None All States
Rockefeller Financial LLC 291361 None None All States
Truist Investment Services, Inc. 17499 None None All States
SA Stone Wealth Management Inc. 18456 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Investment Placement Group 14458 None None AZ, CA, CO, CT, DE, DC, FL, GA, HI, IL, MD, MA, NJ, NY, NC, OH, OK, OR, PA, PR, RI, TX, VA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CAIS Millennium USA LLCTimothy ShannonTimothy ShannonPresident2022-06-06
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jun. 06, 2022 40652: 0001523894-22-000001 CAIS Millennium USA LLC
Amount Sold: $771,176,552
D/A Jun. 01, 2021 40652: 0001523894-21-000001 CAIS Millennium USA LLC
Amount Sold: $771,176,552
D/A Jun. 08, 2020 40652: 0001523894-20-000001 CAIS Millennium USA LLC
Amount Sold: $707,833,864
D/A Jun. 10, 2019 40652: 0001523894-19-000003 CAIS Millennium USA LLC
Amount Sold: $626,890,197
D/A Jun. 10, 2019 40652: 0001523894-19-000001 CAIS Millennium USA LLC
Amount Sold: $626,890,197
D/A Jun. 12, 2018 40652: 0001523894-18-000001 CAIS Millennium USA LLC
Amount Sold: $530,070,197
D/A Oct. 23, 2017 40652: 0001523894-17-000001 CAIS Millennium USA LLC
Amount Sold: $496,175,752
D/A Oct. 25, 2016 40652: 0001523894-16-000002 CAIS Millennium USA LLC
Amount Sold: $460,899,460
D/A Sep. 02, 2015 40652: 0001523894-15-000001 CAIS Millennium USA LLC
Amount Sold: $197,624,136
D/A Oct. 02, 2014 40652: 0001566114-14-000052 CAIS Millennium USA LLC
Amount Sold: $197,624,136
D/A Jul. 19, 2013 40652: 0001566114-13-000012 CAIS Millennium USA LLC
Amount Sold: $114,214,749
D/A Jul. 20, 2012 40652: 0001523894-12-000001 CAIS Millennium USA LLC
Amount Sold: $75,787,301
D Jul. 20, 2011 40652: 0001523897-11-000004 CAIS Millennium USA LLC
Amount Sold: $8,350,000