|
ARI Financial Services, Inc.
|
137608
|
None
|
None
|
All States
|
|
1st Global Capital Corp
|
30349
|
None
|
None
|
All States
|
|
Ameritas Investment Corp
|
14869
|
None
|
None
|
All States
|
|
Arete Wealth Management, LLC
|
44856
|
None
|
None
|
All States
|
|
Centaurus Financial, Inc.
|
30833
|
None
|
None
|
All States
|
|
Independent Financial Group, LLC
|
7717
|
None
|
None
|
All States
|
|
Investors Capital Corp.
|
30613
|
None
|
None
|
All States
|
|
Kalos Capital, Inc.
|
44337
|
None
|
None
|
All States
|
|
VSR Financial Services, Inc.
|
14503
|
None
|
None
|
All States
|
|
David Dyer
|
2179498
|
Alliance Affiliated Equities Corp
|
23928
|
All States
|
|
Marshall Dean III
|
5427075
|
Alliance Affiliated Equities Corp
|
23928
|
CO, CT, FL, GA, ID, IA, KS, MI, MO, NV, NH, NJ, UT, WA, WY
|
|
Thomas Cameron
|
6106348
|
Alliance Affiliated Equities Corp
|
23928
|
AZ, CA, IL, KS, MI, MO, PA, UT
|
|
Dean Moberg
|
1163869
|
American Portfolios Financial Services, Inc.
|
18487
|
CA, CT, FL, ME, MD, MA, NJ, NY, NC, OR, PA
|
|
Edward T. Moore
|
4202226
|
American Portfolios Financial Services, Inc.
|
18487
|
AZ, CO, CT, FL, IL, IA, KS, LA, MD, MA, MN, MO, MT, NE, NC, ND, OR, SC, SD, TX, UT, WA, WI
|
|
Phillip D. King
|
1839137
|
Calton & Associates, Inc.
|
20999
|
CA, FL, GA, IN, KY, LA, MI, NC, OH, SC, VA, WV
|
|
William A. Stetson
|
1147468
|
Calton & Associates, Inc.
|
20999
|
CA, FL
|
|
Wendy Ellen Fleischmann
|
5561064
|
Crown Capital Securities,LP
|
6312
|
AZ, CA, NM
|
|
Tim Szymanski
|
5411607
|
Dynasty Capital Partners, Inc.
|
122806
|
CA, CO, MN, PA, WY
|
|
James Sinclair
|
4974496
|
Harbor Light Securities
|
130227
|
CA, GA, NC, OH, PA
|
|
James Lockhart
|
4415115
|
Harbor Light Securities
|
130227
|
CA, FL, MS, NC, OH, PA, SC
|
|
Jennifer Steele
|
2761110
|
Harbor Light Securities
|
130227
|
FL, GA
|
|
Steven M. Knowlton
|
4527446
|
IMS Securities,Inc.
|
35567
|
MI
|
|
Thomas Hille
|
3070017
|
JRL Capital Corp.
|
10225
|
CA, TX
|
|
Dimitry Tikhonov
|
5451809
|
Madison Avenue Securities, Inc.
|
23224
|
AZ, CA, CO, GA, IN, KY, MA, NV, NJ, TX, VA, WA
|
|
Douglas J. McCauley
|
1257811
|
Madison Avenue Securities, Inc.
|
23224
|
CT, NY, NC, PA, VT
|
|
Guy Schoenborn, Jr.
|
5968907
|
Madison Avenue Securities, Inc.
|
23224
|
AR, ID, MT, WA
|
|
Jeffrey R. Dixson
|
4166311
|
Madison Avenue Securities, Inc.
|
23224
|
AZ, AR, FL, GA, HI, ID, MT, NV, NM, OH
|
|
Robert S. Fagan
|
1572927
|
Madison Avenue Securities, Inc.
|
23224
|
AZ, CA, CT, FL, GA, NV, NY
|
|
William D. Perryman
|
1222746
|
Perryman Securities, Inc.
|
116502
|
AZ, AR, CA, CO, FL, IN, NJ, NC, OH, OK, SC, TX, WA, WI
|
|
Roger Shake
|
1302570
|
Perryman Securities, Inc.
|
116502
|
AZ, CA, CO, FL, OH, WA, WI
|
|
Steven Wachs
|
1025803
|
Perryman Securities, Inc.
|
116502
|
AZ, CA, CO, FL, OH, TX, WA
|
|
Glenn F. Wilkinson
|
2115646
|
The Strategic Financial Alliance, Inc.
|
126514
|
AZ, CA, CO, FL, GA, KS, KY, MD, NJ, NY, NC, SC, SD, TN, VA, WV
|
|
Richard Sanford
|
725314
|
The Strategic Financial Alliance, Inc.
|
126514
|
AL, AZ, CA, CO, TX
|
|
Scott H. Levy
|
3028508
|
The Strategic Financial Alliance, Inc.
|
126514
|
AL, CA, CO, FL, GA, HI, KY, LA, MD, MS, NH, NJ, NM, NY, NC, OH, SC, TN, TX, VA, WA
|
|
Warren Prehmus
|
1875927
|
The Strategic Financial Alliance, Inc.
|
126514
|
AL, AK, AZ, AR, CA, CO, FL, GA, HI, IL, IN, KY, LA, ME, MD, MI, MS, MO, NH, NJ, NM, NY, NC, OH, OK, OR, SC, TN, TX, VT, VA, WA
|
|
Howard Zwillinger
|
1306311
|
Thomas M. Nixon & Associates
|
17047
|
AZ, CA, CO, CT, FL, IL, KY, MD, NE, NJ, NY, NC, OH, PA, VA
|
|
Thomas M. Nixon
|
833930
|
Thomas M. Nixon & Associates
|
17047
|
CA, DC, FL, GA, IL, IN, KY, LA, MD, MA, MI, NV, NJ, NM, NY, NC, OH, PA, SC, TX, VA
|
|
Christopher Dukes
|
15121
|
VFG Securities, Inc.
|
150370
|
AZ, AR, CA, HI, NV
|
|
Jason Vanclef
|
5096529
|
VFG Securities, Inc
|
150370
|
AZ, CA, FL, KY, MI, NV, OH, OR, PA, TN, TX, WI
|
|
Mark Trewitt
|
1364490
|
VFG Securities, Inc
|
150370
|
CA, MD, NE, PA, TX, UT
|
|
John Brady
|
2119657
|
VFG Securities, Inc
|
150370
|
CA, MO, PA, TX
|
|
Berthel Fisher & Co Fin Srvcs
|
13609
|
None
|
None
|
All States
|
|
JP Turner & Co, LLC
|
43177
|
None
|
None
|
All States
|
|
Nick Garry
|
5020445
|
American Portfolios Financial Services, Inc.
|
18487
|
AZ, CO, CT, FL, IL, IN, KS, LA, MD, MA, MN, MO, MT, NE, NC, ND, OR, SC, SD, TX, UT, WA, WI
|