EFDID: 168587EFD: View Filing

Issuer: Shopoff Commercial Growth & Income Fund III, L.P. (0001679565) - D/A

Accession: 0001679565-18-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Shopoff Commercial Growth & Income Fund III, L.P.
  • Entity Type:
    Limited Partnership
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2016)
  • Address:
    2 PARK PLAZA, SUITE 700
    IRVINE, CA 92614
  • Persons:
    Related Persons 2
    William A Shopoff
    Executive Officer 
    CEO and President
    Lisa Jack
    Executive Officer 
    Chief Financial Officer of Company
EDGAR: Offering Information
  • Accession Date:
    04/03/2018
  • First Sale Date:
  • Offering Amount:
    $50,000,000
  • Amount Sold:
    $0
  • Amount Remaining:
    $50,000,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Raising funds to acquire real estate assets
EFD: Current State Notices

Notices found in EFD

Filed:CA, DC, HI, IA, IN, MD, ME, MI, MN, MO, NJ, NM, OR, PA, SD, TN, TX, UT, VA, WI
Inactive:AK, CO, GA, IL, MS, ND, NE, NV, OH, SC, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Shopoff Securities Inc. 142866 Shopoff Securities Inc. 142866 All States
Richfield Orion International, Inc. 24433 None None AK, AZ, AR, CA, CO, CT, DE, FL, GA, ID, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MO, MT, NE, NV, NM, NY, NC, OH, OK, RI, SC, SD, TN, TX, UT, VT, WA, WV, WI
Titan Securities 131392 None None AZ, AR, CA, CO, FL, GA, HI, ID, IN, KS, LA, MD, MI, MN, MO, NE, NV, NJ, NM, NY, NC, OH, OK, PA, SD, TN, TX, UT, VA, WA, WV, WI, WY
International Assets Advisory 10645 None None All States
The Strategic Financial Alliance 126514 None None All States
Sunbelt Securities 42180 None None AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, HI, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WV, WI, WY
Ausdal Financial Partners, Inc 7995 None None All States
Newbridge Securities 104065 None None All States
Whitehall-Parker Securities Inc 10608 None None AZ, CA, CO, ID, NV, NY, OR, TX, UT, WA
Moloney Securities 38535 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
National Securities Corporation 7569 None None All States
Trustmont Financial Group 18312 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
American Investors Company 38 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NV, NJ, NM, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
WestPark Capital Inc 39914 None None All States
BrokerBank Securities, Inc. 130116 None None AZ, CA, FL, GA, MI, MN, OH, TX, UT
Cascade Financial Management, Inc 119030 None None AL, AZ, AR, CA, CO, CT, FL, GA, IL, IN, KS, KY, MO, MT, NE, NV, NM, NY, NC, ND, OH, OK, OR, TX, UT, VA, WA, WI, WY
Cabot Lodge 159712 None None All States
Kalos Capital 44337 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Emerson Equity, LLC 130032 None None All States
Sandlapper Securities 137906 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Capital Financial Services 8408 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
TCFG Wealth Management, LLC 164153 None None AL, AK, AZ, AR, CA, CO, FL, GA, HI, ID, IL, IN, IA, KS, KY, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WV, WI
Center Street Securities 269898 None None All States
VFG Securities 15121 None None TX
Concorde Investments 151604 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Financial Goal Securities 19066 None None AL, AZ, CA, CO, CT, DE, GA, IL, IN, IA, MD, MA, MN, NJ, NY, NC, OH, PA, TX, VA, WA, WV, WY
Silber Bennett Financial, Inc. 156435 None None AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MN, MO, NV, NH, NJ, NM, NY, ND, OH, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI
Financial West Group 16668 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Dempsey Lord Smith, LLC 141238 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Parkland Securities, LLC 115368 None None All States
Sigma Financial Corporation 14303 None None All States
LightPath Capital, Inc. 34617 None None AZ, CA, FL, MA, NV, NM, NY, OR, TX, WA
Arete Wealth Management, LLC 44856 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Wilson-Davis & Co., Inc. 3777 None None AK, AZ, AR, CA, CO, CT, FL, GA, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NV, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, WA, WI, WY
Oak Tree Securities 18126 None None AZ, CA, CO, FL, GA, HI, ID, MI, MN, NV, NY, NC, OR, TN, TX, VA, WA, WI
Niagara International Capital Limited 135327 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, SC, TN, TX, UT, VA, WA, WV, WI, WY
IBN Financial Services 42360 None None AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, VT, VA, WA, WI
Purshe Kaplan Sterling Investments, Inc. 35747 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Chauner Securities, Inc. 10075 None None AZ, CA, CO, CT, DC, FL, IL, MD, MA, MN, NV, NH, NJ, NY, NC, OH, PA, RI, WI, WY
Advisory Group Equity Services 15427 None None All States
WealthForge Securities, LLC 152550 None None All States
First Financial Equity Corp 16507 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Willow Cove Investment Group, Inc. 107824 None None AZ, CA, FL, GA, ID, MN, ND, TX, UT, WI
Coastal Equities, Inc. 23769 None None All States
Ni Advisors 134502 None None AZ, CA, FL, GA, HI, ID, ME, MD, MA, MI, NV, NJ, NY, OR, PA
Great Point Capital LLC 114203 None None AK, AZ, CA, CO, CT, FL, GA, ID, IL, IN, IA, KS, KY, LA, MD, MI, MO, MT, NV, NH, NJ, NM, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WI
Crown Capital Securities 6312 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Western International Securities, Inc. 39262 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Landolt Securities 28352 None None All States
American Portfolios Financial Services, Inc. 18487 None None All States
Centaurus Financial, Inc. 30833 None None All States
Aegis Capital Corp 15007 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Shopoff Commercial Growth & Income Fund III, L.P.LISA JACKLisa JackCHIEF FINANCIAL2018-04-03
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Apr. 03, 2018 168587: 0001679565-18-000002 Shopoff Commercial Growth & Income Fund III, L.P.
Offer Amount: $50,000,000
Remaining: $50,000,000
D/A Mar. 29, 2018 168587: 0001679565-18-000001 Shopoff Commercial Growth & Income Fund III, L.P.
Offer Amount: $50,000,000
Remaining: $50,000,000
D Jul. 13, 2016 168587: 0001679565-16-000001 Shopoff Commercial Growth & Income Fund III, L.P.
Offer Amount: $50,000,000
Remaining: $50,000,000