EFDID: 228252EFD: View Filing

Issuer: PROCACCIANTI HOTEL REIT, INC. (0001692345) - D/A

Accession: 0001692345-18-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001692345
  • Entity Name:
    PROCACCIANTI HOTEL REIT, INC.
  • Entity Type:
    Corporation
  • Jurisdiction:
    MARYLAND
  • Year of Inc:
    Within 5 years (2016)
  • Address:
    1140 RESERVOIR AVENUE
    CRANSTON, RI 02920
  • Persons:
    Related Persons 5
    JAMES PROCACCIANTI
    Executive Officer, Director
    GREGORY VICKOWSKI
    Executive Officer, Director
    LAWRENCE AUBIN
    Director
    THOMAS R. ENGEL
    Director
    ROBERT S. OHSBERG
    Director
EDGAR: Offering Information
  • Accession Date:
    02/09/2018
  • First Sale Date:
    12/05/2016
  • Offering Amount:
    $158,625,000
  • Amount Sold:
    $6,496,739
  • Amount Remaining:
    $152,128,261
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, DE, IA, MD, MI, MN, MO, NC, NJ, OH, OR, PA, SD, TX, VA, WI
Inactive:CO, GA, IL, ND, TN
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
S2K FINANCIAL LLC 248786 None None All States
BUCKMAN, BUCKMAN & REID, INC. 23407 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
DEMPSEY LORD SMITH, LLC 141238 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
CARTER, TERRY & COMPANY, INC. 16365 None None AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
KOVACK SECURITIES INC. 44848 None None All States
BROKER DEALER FINANCIAL SERVICES CORP. 8073 None None All States
CAPE SECURITIES, INC. 7072 None None All States
CLIENT ONE SECURITIES LLC 152974 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
COASTAL EQUITIES, INC. 23769 None None All States
D.H. HILL SECURITIES, LLLP 41528 None None AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WV, WI, WY
FINANCIAL WEST INVESTMENT GROUP, INC. 16668 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
GARDEN STATE SECURITIES, INC. 10083 None None AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
HUNTLEIGH SECURITIES CORPORATION 7456 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
INVESTMENT PLANNERS, INC. 18557 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
INTERNATIONAL ASSETS ADVISORY, LLC 10645 None None All States
MOLONEY SECURITIES CO., INC. 38535 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
NATIONAL SECURITIES CORPORATION 7569 None None All States
NEWBRIDGE SECURITIES CORPORATION 104065 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
PURSHE KAPLAN STERLING INVESTMENTS, INC. 35747 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
TFS SECURITIES, INC. 20626 None None All States
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. 13609 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
FSC Securities Corporation 7461 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Royal Alliance Associates, Inc. 23131 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Sagepoint Financial, Inc. 133763 None None All States
Woodbury Financial Services, Inc. 421 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Arkadios Capital 282710 None None AL, AZ, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, KS, KY, LA, MD, MA, MI, MN, MS, NE, NV, NH, NJ, NM, NY, NC, OH, OR, PA, PR, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Dougherty & Company 7477 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Garry Pierce Financial Services, LLP 42141 None None AZ, MN, MT, ND
Great Point Capital LLC 114203 None None AZ, CA, CO, FL, GA, IL, IN, IA, KS, KY, LA, MD, MI, MO, MT, NV, NH, NJ, NM, NY, OH, OK, OR, SC, SD, TN, TX, VA, WI
KCD Financial, Inc. 127473 None None AL, AZ, AR, CA, CO, CT, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, WA, WV, WI, WY
Money Concepts Capital Corp. 12963 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
NI Advisors 134502 None None AZ, CA, FL, GA, HI, ID, ME, MD, MA, MI, NV, NJ, NY, OR, PA
Western International Securities, Inc. 39262 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Whitehall-Parker Securities, Inc. 10608 None None AZ, CA, CO, ID, NV, NY, OR, TX, UT, WA
PeachCap 25590 None None AL, AZ, CA, CO, CT, DC, FL, GA, HI, IL, KY, LA, MD, MA, MN, MO, MT, NV, NJ, NM, NY, NC, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
PROCACCIANTI HOTEL REIT, INC./s/ James ProcacciantiJames ProcacciantiCEO2018-02-09
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 09, 2018 228252: 0001692345-18-000001 PROCACCIANTI HOTEL REIT, INC.
Offer Amount: $158,625,000
Amount Sold: $6,496,739
Remaining: $152,128,261
D/A Jun. 28, 2017 228252: 0001692345-17-000001 PROCACCIANTI HOTEL REIT, INC.
Offer Amount: $164,250,000
Amount Sold: $440,000
Remaining: $163,810,000
D Dec. 19, 2016 228252: 0001692345-16-000001 PROCACCIANTI HOTEL REIT, INC.
Offer Amount: $164,250,000
Amount Sold: $100,000
Remaining: $164,150,000