|
Passco Capital, Inc.
|
117323
|
None
|
None
|
RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
|
|
Ronald David Birnbaum
|
2382580
|
Advisory Group Equity Services Ltd.
|
15427
|
VT, RI, SC, NY, CT, AZ, KY, CA, ME, NH, NJ, NM, TX, CO, FL, PA, MA
|
|
Derek James Elrod
|
4793202
|
APW Capital, Inc.
|
43814
|
WA, ID, CA, OR
|
|
Roger William Bowlin
|
1905652
|
Concorde Investment Services, LLC
|
151604
|
WA, AK, AZ, CA, OR
|
|
Barry William LeMay
|
306332
|
Concorde Investment Services, LLC
|
151604
|
ID, CA
|
|
Roy Vincent Pfleger II
|
5896655
|
Concorde Investment Services, LLC
|
151604
|
VT, UT, IL, NY, IN, CT, GA, NV, MN, AZ, KY, CA, WA, VA, NJ, MI, OH, TX, CO, FL, PA, NC, MD, MA
|
|
Daniel Philip Raupp
|
4079107
|
Concorde Investment Services, LLC
|
151604
|
VT, RI, NY, GA, NV, TN, CA, ME, VA, MI, OH, ID, DE, FL, MD, MA, SC, UT, IL, IN, CT, MN, WI, KY, AZ, MO, MT, LA, WA, NJ, NM, TX, AL, CO, PA, NC
|
|
Eric Stuart Scaff
|
5281210
|
Concorde Investment Services, LLC
|
151604
|
UT, NY, NV, AZ, CA, OR, LA, WA, NJ, NM, ID, WY, TX, AL, CO, FL, PA
|
|
Stacey Jim Morimoto
|
4420782
|
Stax Capital
|
300607
|
WA, NY, NV, TX, AZ, FL, CA, OR
|
|
Christina Suzanne Nielson
|
4866971
|
DAI Securities, LLC
|
36673
|
WA, NY, CT, OH, NV, TX, WI, AZ, CA, OR
|
|
Matthew D. Poole
|
5074516
|
DFPG Investments, LLC
|
155576
|
GA, NV, WI, CA, KS, OR, WA, MI, DE, AL, TX, FL, NC, MA
|
|
Scott Sheehan
|
2328614
|
DFPG Investments, LLC
|
155576
|
VT, RI, IL, NY, CT, NV, DC, AZ, CA, OR, ME, WA, VA, NJ, NM, DE, ID, TX, CO, FL, PA, NC, MD, MA
|
|
Michael Allan Bendix
|
5379777
|
DFPG Investments, LLC
|
155576
|
UT, IL, NY, CT, NV, DC, AZ, KY, CA, MO, OR, LA, NH, WA, VA, NJ, OH, NM, DE, ID, TX, CO, MA
|
|
Christopher Thomas Miller
|
4044818
|
Emerson Equity LLC
|
130032
|
WA, NY, NV, TX, CO, AZ, FL, CA, MD, OR
|
|
Matthew Scott Merwin
|
1142898
|
FMN Capital Corporation
|
38105
|
HI, NY, GA, NV, TN, CA, OK, ME, VA, MI, OH, ID, DE, FL, IA, MD, MA, SD, SC, UT, IL, IN, CT, WV, MN, WI, AZ, KY, MO, KS, OR, MT, MS, LA, NH, WA, NJ, NM, AK, TX, AL, CO, PA, NC, ND, NE
|
|
Tyrone Hagen Wynfield
|
1341666
|
Hagen Securities, Inc.
|
27353
|
CA
|
|
Peter Alexander Finnegan
|
1336798
|
Huntwicke Securities, LLC
|
146993
|
NH, ME, VA, NY, NJ, CT, CO, AZ, FL, CA, MD, MA
|
|
Kelly H. Clyde
|
4825839
|
Independent Financial Group, LLC
|
7717
|
WA, NY, NV, ID, TX, TN, WI, AZ, CA
|
|
Leslie Margaret Pappas
|
1735372
|
Lightpath Capital, Inc.
|
34617
|
CT, CA, NC
|
|
Frank Piscitelli
|
6935623
|
Lightpath Capital, Inc.
|
34617
|
OK, VA, NY, CT, NM, TX, FL, CA, OR, MT
|
|
Corbin Scott Thomas
|
4234748
|
McDermott Investment Services, LLC
|
154926
|
RI, NY, GA, NV, CA, OK, ME, VA, OH, ID, WY, FL, IA, MD, MA, SD, SC, AR, UT, IL, IN, CT, WV, DC, MN, WI, AZ, KY, MO, KS, OR, MT, MS, LA, WA, NJ, NM, AK, TX, AL, CO, PA, NC, ND, NE
|
|
Christopher Michael Vizzi
|
5095868
|
Independent Financial Group, LLC
|
7717
|
WA, IL, NY, NV, WY, AZ, FL, CA, NC
|
|
Larry Jerome Steckler
|
2621508
|
Independent Financial Group, LLC
|
7717
|
RI, NY, NV, TN, WI, AZ, KY, CA, OR, VA, MI, OH, NM, ID, TX, AL, FL, IA, PA, NC, MA
|
|
Robert Alan Horning
|
2311640
|
McDermott Investment Services, LLC
|
154926
|
SD, LA, IL, HI, VA, NV, AZ, IA, CA
|
|
Eric Arthur Bicknese
|
2829451
|
Nationwide Planning Associates Inc.
|
31029
|
VT, RI, SC, AR, NY, IN, CT, NV, AZ, CA, LA, NH, WA, NJ, DE, TX, FL, PA, NC
|
|
Scott David Offerman
|
4619093
|
Nextrend Securities, Inc.
|
43710
|
UT, NY, CT, OH, TX, TN, CA, PA
|
|
Christina Suzanne Nielson
|
4866971
|
Primex
|
29394
|
WA, NY, CT, OH, NV, TX, WI, AZ, CA, OR
|
|
Thomas Burgess Hamlin
|
2208505
|
Somerset Securities, Inc.
|
2493
|
VT, RI, HI, NY, GA, NV, TN, CA, OK, ME, VA, MI, OH, ID, DE, FL, IA, MD, MA, SC, AR, UT, IL, IN, CT, WV, MN, WI, AZ, KY, MO, KS, OR, MT, MS, LA, NH, WA, NJ, NM, AK, TX, AL, CO, PA, NC, ND, NE
|
|
Thomas Book Jahncke
|
1078444
|
Titan Securities
|
131392
|
RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
|
|
Michelle N. Vizzi
|
4780371
|
Independent Financial Group, LLC
|
7717
|
WA, NY, CO, AZ, FL, CA, OR
|
|
Alan Lee Shorr
|
1040305
|
Independent Financial Group, LLC
|
7717
|
OK, CT, CA, PA, OR, MA
|
|
Paul Getty
|
6470002
|
Lightpath Capital, Inc.
|
34617
|
WA, NY, OH, NV, TX, WI, CO, AZ, FL, CA, OR, MT
|
|
Jean-Louis Guinchard
|
1983431
|
RCX Capital Group, LLC
|
114290
|
RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
|
|
Anthony Brown
|
6900485
|
Stax Capital
|
300607
|
WA, NY, TX, CA, OR
|
|
James Lamont
|
2846228
|
Whitehall-Parker Securities, Inc.
|
10608
|
CA
|