EFDID: 407109EFD: View Filing

Issuer: CX Highland, DST (0001889361) - D/A

Accession: 0001889361-22-000007 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001889361
  • Entity Name:
    CX Highland, DST
  • Entity Type:
    Other
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2021)
  • Address:
    4890 WEST KENNEDY BOULEVARD
    SUITE 200
    TAMPA, FL 33609
  • Persons:
    Related Persons 4
    John E. Carter
    Executive Officer 
    President of the Manager of the Issuer
    N/A Carter Exchange Fund Management Company, LLC
    Executive Officer 
    Sponsor of the Issuer
    N/A CX Highland Manager, LLC
    Executive Officer 
    Manager and Signatory Trustee of the Issuer
    N/A CX Highland Depositor, LLC
    Executive Officer 
    Depositor of the Issuer
EDGAR: Offering Information
  • Accession Date:
    04/01/2022
  • First Sale Date:
    10/28/2021
  • Offering Amount:
    $36,155,575
  • Amount Sold:
    $36,155,575
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
  • Sales Clarification:
    Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, CT, MA, MD, MO, NC, NJ, PA, TX, WI, WY
Inactive:GA, IL, MT, NV, TN, VT, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Robert Boggess 5007422 Great Point Capital LLC 114203 CA
Jordan Colman 5860708 Purshe Kaplan Sterling Investments 35747 CA
Kurt Volker 5495090 Purshe Kaplan Sterling Investments 35747 CA
Nathan Kuhn 4624143 DAI Securities, LLC 36673 IL
Steve Haskell 6864948 Growth Capital Services, Inc. 124658 CA
Roger Bowlin 1905652 Aurora Securities 46147 CA, MT, WA
Trawnegan Gall 6266415 Wealthforge Securities, LLC 152550 CA, FL, NY
Scott Sheehan 2328614 DFPG Investments, LLC 155576 GA, NY, PA, TN, VT
Cory Thomas 4234748 McDermott Investment Services, LLC 154926 AZ, CA
Christina Nielson 4866971 DAI Securities, LLC 36673 CA, NV
Don Meredith 1867703 Lightpath Capital, Inc. 34617 CA
Clay Schmidt 6920482 Thornhill Securities, Inc. 22333 TX
Ed Fernandez 2956661 Capulent LLC 155155 MO, NJ
Sonya Gotz 4007918 TCFG Wealth Management, LLC 164153 FL, NJ
Alex Madden 7089201 Growth Capital Services, Inc. 124658 NY
Gordon Hamilton 5002789 Colorado Financial Service Corporation 104343 IL
A. Trevor Flor 7238685 DAI Securities, LLC 36673 GA
Tom Enstice 502060 Coastal Equities, Inc. 23769 NJ
Jason Salmon 6081963 Growth Capital Services, Inc. 124658 ME, PA
Paul Lee 5541067 Kingswood Capital Partners, LLC 288898 CA
Joyce Thomas 2713664 Independent Financial Group, LLC 7717 CA
Robert Horning 2311640 McDermott Investment Services, LLC 154926 CA
Ben Carmona 5120428 Emerson Equity LLC 130032 CA
Concorde Investment Services, LLC 151604 None None CA, FL, GA, NY, NC, TX, WI
David Allred 2496873 Purshe Kaplan Sterling Investments 35747 WY
Daniel Williams 5293652 Great Point Capital LLC 114203 CT
Jack Creighton 1495897 DAI Securities, LLC 36673 MA
Matthew Poole 5074516 DFPG Investments, LLC 155576 CA, TN
Shunsuke Jimmy Fukushi 4933092 Independent Financial Group, LLC 7717 CA
Brad Watt 2565438 Patrick Capital Markets, LLC 16518 FL
Christopher Zehner 4228224 Purshe Kaplan Sterling Investments 35747 PA
Rich Zuvella 5207826 Colorado Financial Service Corporation 104343 CA
Chay Lapin 6275140 Growth Capital Services, Inc. 124658 CA
John Doane 4083486 Advisory Group Equity Services Ltd. 15427 FL
Louis Lodato 1315583 Great Point Capital LLC 114203 NJ
Brett Clarke 4777354 Independent Financial Group, LLC 7717 CA
David Koehler 4832628 Independent Financial Group, LLC 7717 CA
Leslie Pappas 1735372 Lightpath Capital, Inc. 34617 CA
Robert Davis 5255982 Coastal Equities, Inc. 23769 NJ
Peter Stratton 3276839 Independent Financial Group, LLC 7717 CA
Jeff Lewis 1744218 Advisory Group Equity Services Ltd 15427 MA
Kyle Kadish 4864706 Advisory Group Equity Services Ltd 15427 MA
Nir Regev 1847410 DFPG Investments, LLC 155576 WA
Steve Haskell 6864948 FNEX Capital, LLC 166316 CA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CX Highland, DST/s/ Robert Dallas Whitaker, JrRobert Dallas Whitaker, Jr.Vice President of the Manager of the Issuer2022-04-01
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Apr. 01, 2022 407109: 0001889361-22-000007 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $36,155,575
D/A Mar. 21, 2022 407109: 0001889361-22-000006 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $36,127,366
Remaining: $28,209
D/A Feb. 22, 2022 407109: 0001889361-22-000005 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $35,896,356
Remaining: $259,219
D/A Feb. 14, 2022 407109: 0001889361-22-000004 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $35,656,356
Remaining: $499,219
D/A Feb. 02, 2022 407109: 0001889361-22-000003 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $35,519,956
Remaining: $635,619
D/A Jan. 19, 2022 407109: 0001889361-22-000002 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $34,043,983
Remaining: $2,111,592
D/A Jan. 11, 2022 407109: 0001889361-22-000001 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $31,139,622
Remaining: $5,015,953
D/A Dec. 29, 2021 407109: 0001889361-21-000007 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $24,044,035
Remaining: $12,111,540
D/A Dec. 22, 2021 407109: 0001889361-21-000006 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $18,945,114
Remaining: $17,210,461
D/A Dec. 16, 2021 407109: 0001889361-21-000005 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $15,124,612
Remaining: $21,030,963
D/A Dec. 08, 2021 407109: 0001889361-21-000004 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $13,173,727
Remaining: $22,981,848
D/A Dec. 02, 2021 407109: 0001889361-21-000003 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $9,362,756
Remaining: $26,792,819
D/A Nov. 23, 2021 407109: 0001889361-21-000002 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $3,811,827
Remaining: $32,343,748
D Nov. 09, 2021 407109: 0001889361-21-000001 CX Highland, DST
Offer Amount: $36,155,575
Amount Sold: $3,139,004
Remaining: $33,016,571