Issuer Information

EDGAR: Contact Information
  • Name:
    HILLTOP SECURITIES INC.
  • Address:
    717 N. Harwood Street
    Suite 3400
    Dallas, TEXAS 75201
  • Phone:
    214-953-4000
EDGAR: Other Information
  • Jurisdiction:
    DELAWARE
  • Entity Type:
    Corporation
  • Incorporated:
    Over 5 years ago
  • Previous Names:
    HILLTOP SECURITIES INC.
    SOUTHWEST SECURITIES, INC.
    SWS SECURITIES INC.

These are those Form D offerings for which this issuer is designated as the primary issuer.

EFDID/AccessionDetailsFed. ExemptionsNotices
368022: 0000891055-25-000040
First Sale: 2021-03-17
Security Type(s): Debt, High Yield Secured Commercial Paper Notes - Series 2019-2
Amount Sold: $1,120,859,000
06b

CA, CT, TX, UT, VA,

329370: 0000891055-25-000039
First Sale: 2019-12-20
Security Type(s): Debt, Senior Secured Commercial Paper Notes - Series 2019-1
Amount Sold: $3,854,615,000
06b

CA, OH, OR, PA, TX, UT,

545237: 0000891055-25-000010
First Sale: 2025-01-22
Security Type(s): Debt, Secured Commercial Paper Notes, Series 2024-1
Offer Amount: $300,000,000
Amount Sold: $25,059,000
Remaining: $274,941,000
06b

CA, TX,

These Form D offerings are those which this issuer is defined as an issuer for the offering, but are not the primary issuer.

This issuer currently is not a non-primary issuer for any Form D offerings.