Issuer Information

EDGAR: Contact Information
  • Name:
    Flux Power Holdings, Inc.
  • Address:
    2685 S. MELROSE DRIVE
    VISTA, CALIFORNIA 92081
  • Phone:
    877-505-3589
EDGAR: Other Information
  • Jurisdiction:
    NEVADA
  • Entity Type:
    Corporation
  • Incorporated:
    Over 5 years ago
  • Previous Names:
    Australian Forest Industries
    Lone Pine Holdings, Inc
    MULTI TECH INTERNATIONAL CORP

These are those Form D offerings for which this issuer is designated as the primary issuer.

EFDID/AccessionDetailsFed. ExemptionsNotices
562846: 0001641172-25-020753
Security Type(s): Equity, Series A Preferred Stock underlying prefunded warrants; Series A Preferred Stock and common stock issuable upon the conversion of Series A Preferred Stock; common stock underlying warrants
Offer Amount: $5,000,000
Remaining: $5,000,000
06b No Notices in EFD for this offering.
501357: 0001493152-23-040722
First Sale: 2023-11-02
Security Type(s): Warrant and common stock underlying warrant at exercise price of $3.24 per share
Amount Sold: $133,476
06b

OH,

451106: 0001709409-22-000008
First Sale: 2022-06-23
Security Type(s): Warrant and common stock underlying warrant at $2.23/share
Offer Amount: $90,998
Amount Sold: $90,998
06b

CA,

445994: 0001709409-22-000007
First Sale: 2022-05-11
Security Type(s): Debt, Note, warrant and common stock issuable at $2.53 per share
Amount Sold: $4,323,840
06b

OH, TX,

344181: 0001709409-20-000010
First Sale: 2020-06-30
Security Type(s): Equity
Offer Amount: $8,000,000
Amount Sold: $1,100,000
Remaining: $6,900,000
06b

CA, KS, KY, NH, OH, PA, TX,

330013: 0001709409-20-000005
First Sale: 2020-03-27
Security Type(s): Equity
Offer Amount: $8,000,000
Amount Sold: $105,000
Remaining: $7,895,000
06b

TX,

336236: 0001493152-20-004073
First Sale: 2020-03-09
Security Type(s): Debt, Convertible Note and Underlying Common Stock
Amount Sold: $750,000
06b

CA, TX,

331886: 0001709409-20-000002
First Sale: 2019-12-31
Security Type(s): Convertible Note and Underlying Common Stock
Offer Amount: $12,000,000
Amount Sold: $10,691,053
Remaining: $1,308,947
06b

OH, TX,

316443: 0001709409-19-000002
First Sale: 2019-07-03
06b No Notices in EFD for this offering.
301006: 0001709409-18-000020
First Sale: 2018-12-26
Security Type(s): Equity, Common Stock
Offer Amount: $5,000,000
Amount Sold: $3,695,010
Remaining: $1,304,990
06c No Notices in EFD for this offering.
266940: 0001709409-18-000013
First Sale: 2018-06-21
Security Type(s): Equity, Common Stock
Offer Amount: $4,000,000
Amount Sold: $3,200,000
Remaining: $800,000
06c

CA, OH, TX,

260317: 0001709409-18-000003
Security Type(s): Equity, Common Stock
Offer Amount: $4,000,000
Remaining: $4,000,000
06b No Notices in EFD for this offering.
235522: 0001140361-17-014179
Security Type(s): Debt, 12% convertible promissory note and common stock issuable upon conversion.
Offer Amount: $2,000,000
Remaining: $2,000,000
06b No Notices in EFD for this offering.
164246: 0001437749-16-037275
First Sale: 2016-05-05
Security Type(s): Equity
Offer Amount: $4,000,000
Amount Sold: $2,325,000
Remaining: $1,675,000
06b No Notices in EFD for this offering.
156220: 0001140361-16-046504
First Sale: 2015-12-22
Security Type(s): Equity, Options to purchase Common Stock issuable upon exercise thereof.
Offer Amount: $219,250
Remaining: $219,250
06b No Notices in EFD for this offering.
138005: 0001140361-15-012716
Security Type(s): Debt, 6% - 8% Secured Convertible Note, common stock and underlying common stock issuable upon conversion of the Note.
Offer Amount: $2,000,000
Remaining: $2,000,000
06b No Notices in EFD for this offering.
129417: 0001140361-15-000348
First Sale: 2014-12-30
Security Type(s): Debt, 8% Secured Convertible Note and underlying common stock issuable upon conversion of the Note.
Offer Amount: $54,000
Amount Sold: $54,000
06b No Notices in EFD for this offering.
103738: 0001140361-14-038073
First Sale: 2014-10-02
Security Type(s): Debt, 8% Secured Convertible Note at conversion price of $0.12, Warrants at exercise price of $0.12, and underlying common stock.
Offer Amount: $1,398,333
Amount Sold: $1,398,333
06b No Notices in EFD for this offering.
97389: 0001140361-14-026038
Security Type(s): Equity, (i) Units consisting of 400,000 shares of Common stock and a warrant for 200,000 shares of Common stock per Unit, and (ii) the underlying Common stock issuable upon exercise of the warrant.
Offer Amount: $3,135,000
Remaining: $3,135,000
06b No Notices in EFD for this offering.
97240: 0001140361-14-025761
First Sale: 2014-06-11
Security Type(s): Equity, Common Stock, warrants for common stock and common stock issuable upon exercise of the warrants.
Offer Amount: $3,474,000
Amount Sold: $3,474,000
06b No Notices in EFD for this offering.
88381: 0001140361-14-013513
First Sale: 2014-01-13
Security Type(s): Equity, Units consisting of 1,000,000 shares of Common Stock and a warrant for 500,000 shares of Common Stock per Unit, Placement Agent Warrants, and the underlying Common Stock issuable upon exercise of the warrants.
Offer Amount: $5,291,460
Amount Sold: $1,944,000
Remaining: $3,347,460
06b No Notices in EFD for this offering.
79039: 0001140361-13-031517
Security Type(s): Equity, Options to purchase Common Stock and Common Stock issuable upon exercise thereof.
Offer Amount: $301,097
Remaining: $301,097
06 No Notices in EFD for this offering.
60748: 0001140361-12-037660
Security Type(s): Units, with each unit consisting of 603,592 shares common stock and 120,718 warrants. Each warrant entitles holder to purchase one share common stock at $0.41/share.
Offer Amount: $2,000,000
Remaining: $2,000,000
06 No Notices in EFD for this offering.
58265: 0001140361-12-031589
First Sale: 2012-06-22
Security Type(s): Equity
Offer Amount: $4,000,000
Amount Sold: $600,000
Remaining: $3,400,000
06 No Notices in EFD for this offering.

These Form D offerings are those which this issuer is defined as an issuer for the offering, but are not the primary issuer.

This issuer currently is not a non-primary issuer for any Form D offerings.