Issuer Information

EDGAR: Contact Information
  • Name:
    Ascent Solar Technologies, Inc.
  • Address:
    12300 GRANT STREET
    THORNTON, COLORADO 80241
  • Phone:
    (720) 872-5000
EDGAR: Other Information
  • Jurisdiction:
    DELAWARE
  • Entity Type:
    Corporation
  • Incorporated:
    Over 5 years ago
  • Previous Names:
    None

These are those Form D offerings for which this issuer is designated as the primary issuer.

EFDID/AccessionDetailsFed. ExemptionsNotices
583528: 0001079973-26-000147
First Sale: 2026-01-23
Security Type(s): Equity, Private placements of common stock, prefunded warrants, Series A warrants, Series B warrants, and placement agent warrants.
Offer Amount: $10,000,000
Amount Sold: $10,000,000
06b No Notices in EFD for this offering.
578683: 0001079973-25-001872
First Sale: 2025-12-05
Security Type(s): Equity, Private placements of common stock, prefunded warrants, Series A warrants, Series B warrants, and placement agent warrants.
Offer Amount: $2,000,000
Amount Sold: $2,000,000
06b No Notices in EFD for this offering.
536535: 0001079973-24-001465
First Sale: 2024-10-17
Security Type(s): Equity, Offering of Series 1C convertible preferred stock, convertible into common stock
Offer Amount: $1,900,000
Amount Sold: $1,900,000
06b No Notices in EFD for this offering.
489909: 0001079973-23-000941
First Sale: 2023-06-29
Security Type(s): Equity, Offering of Series 1B convertible preferred stock, convertible into common stock
Offer Amount: $900,000
Amount Sold: $900,000
06b

NY,

469854: 0001350102-22-000002
First Sale: 2022-12-19
Security Type(s): Equity, Debt
Offer Amount: $2,500,000
Amount Sold: $2,500,000
06b No Notices in EFD for this offering.
458407: 0001079973-22-001058
First Sale: 2022-08-19
Security Type(s): Equity
Offer Amount: $5,000,000
Amount Sold: $5,000,000
06b No Notices in EFD for this offering.
232393: 0001350102-17-000017
First Sale: 2017-02-08
Security Type(s): Equity, Convertible Series K Preferred Stock and the shares of common stock issuable upon conversion thereof
Offer Amount: $20,000,000
Amount Sold: $20,000,000
06b No Notices in EFD for this offering.
205104: 0001350102-16-000197
First Sale: 2016-10-14
Security Type(s): Series J-1 Convertible Preferred Stock and the shares of common stock issuable upon conversion thereof
Offer Amount: $1,000,000
Amount Sold: $1,000,000
06b No Notices in EFD for this offering.
203477: 0001350102-16-000192
First Sale: 2016-09-19
Security Type(s): Series J Convertible Preferred Stock and the shares of common stock issuable upon conversion thereof
Offer Amount: $1,350,000
Amount Sold: $1,350,000
06b No Notices in EFD for this offering.
166739: 0001350102-16-000169
First Sale: 2016-06-09
Security Type(s): Series H 7% Convertible Preferred Stock and the shares of common stock issuable upon conversion thereof
Offer Amount: $2,500,000
Amount Sold: $2,500,000
06b No Notices in EFD for this offering.
164394: 0001350102-16-000153
First Sale: 2016-04-29
Security Type(s): Equity
Offer Amount: $2,000,000
Amount Sold: $500,000
Remaining: $1,500,000
06b No Notices in EFD for this offering.
153117: 0001350102-15-000102
Security Type(s): Equity
Offer Amount: $32,200,000
Remaining: $32,200,000
06b No Notices in EFD for this offering.
152477: 0001350102-15-000091
First Sale: 2015-11-04
Security Type(s): Equity, Common stock, Series E 7% Preferred, and common stock issuable upon conversion thereof
Offer Amount: $2,800,000
Amount Sold: $2,800,000
06b No Notices in EFD for this offering.
149673: 0001350102-15-000085
First Sale: 2015-09-04
Security Type(s): Debt, Secured Convertible Promissory Notes
Offer Amount: $2,000,000
Amount Sold: $2,000,000
06b No Notices in EFD for this offering.
149665: 0001350102-15-000081
First Sale: 2015-09-04
Security Type(s): Debt, Secured Convertible Promissory Notes
Offer Amount: $1,500,000
Amount Sold: $1,500,000
06b No Notices in EFD for this offering.
134874: 0001350102-15-000001
First Sale: 2014-11-19
Security Type(s): Debt, Senior Secured Convertible Promissory Note and Warrant to Purchase Common Stock
Offer Amount: $32,000,000
Amount Sold: $32,000,000
06b No Notices in EFD for this offering.
102672: 0001625010-15-000003
First Sale: 2014-08-29
Security Type(s): Equity
Offer Amount: $7,990,002
Amount Sold: $7,990,002
06b No Notices in EFD for this offering.
100337: 0001350102-14-000052
First Sale: 2014-07-30
Security Type(s): Equity
Offer Amount: $3,960,000
Amount Sold: $3,960,000
06b No Notices in EFD for this offering.
96442: 0001350102-14-000047
First Sale: 2014-04-01
Security Type(s): Equity
Offer Amount: $6,000,000
Amount Sold: $6,000,000
06b No Notices in EFD for this offering.
76838: 0001350102-13-000050
First Sale: 2013-05-10
Security Type(s): SALE OF COMMON STOCK, SERIES A PREFERRED STOCK AND WARRANTS TO PURCHASE SHARES OF COMMON STOCK OF THE ISSUER
Offer Amount: $7,425,000
Amount Sold: $7,425,000
06 No Notices in EFD for this offering.
42606: 0001350102-11-000005
First Sale: 2011-08-12
Security Type(s): SALE OF COMMON STOCK OF THE ISSUER AND THE OPTION TO PURCHASE ADDITIONAL SHARES OF COMMON STOCK OF THE ISSUER
Offer Amount: $22,085,000
Amount Sold: $7,360,000
Remaining: $14,725,000
06 No Notices in EFD for this offering.
129913: 0001350102-09-000002
First Sale: 2009-10-06
Security Type(s): Equity
Offer Amount: $5,000,000
Amount Sold: $5,000,000
06 No Notices in EFD for this offering.

These Form D offerings are those which this issuer is defined as an issuer for the offering, but are not the primary issuer.

This issuer currently is not a non-primary issuer for any Form D offerings.