Issuer Information

EDGAR: Contact Information
  • Name:
    Rezolute, Inc.
  • Address:
    201 Redwood Shores Pkwy, Suite 315
    Redwood City, CALIFORNIA 94065
  • Phone:
    (650) 206-4507
EDGAR: Other Information
  • Jurisdiction:
    DELAWARE
  • Entity Type:
    Corporation
  • Incorporated:
    Over 5 years ago
  • Previous Names:
    AntriaBio, Inc.
    FITS MY STYLE INC
    Fits My Style Inc.

These are those Form D offerings for which this issuer is designated as the primary issuer.

EFDID/AccessionDetailsFed. ExemptionsNotices
352740: 0001567619-20-018071
First Sale: 2020-10-09
Security Type(s): Equity, Units, each consisting of one common share and .33 of one warrant; each whole warrant is exercisable for one post-split common share at $19.50 per share
Offer Amount: $56,990,020
Amount Sold: $41,000,000
Remaining: $15,990,020
06b

CA, NJ, PA,

257511: 0001140361-18-019365
First Sale: 2018-01-30
Security Type(s): Debt, Senior Secured Promissory Note, and common stock purchase warrants
Offer Amount: $6,000,000
Amount Sold: $4,800,000
Remaining: $1,200,000
06b

AL, CA, MD, NJ, TX, WI,

232385: 0001140361-18-005503
First Sale: 2017-01-31
Security Type(s): Equity, Common stock purchase warrant; each warrant may be exercised for 1 common share at price of $1.65 per share for a period of 3 years from closing.
Offer Amount: $25,431,894
Amount Sold: $3,360,000
Remaining: $22,071,894
06b

AL, CA, IN, MD, MI, MN, MO, NJ, OR, PA, TN, TX, VA, WI,

254737: 0001140361-18-001744
First Sale: 2017-12-22
Security Type(s): Equity
Offer Amount: $10,137,868
Amount Sold: $137,868
Remaining: $10,000,000
06b No Notices in EFD for this offering.
239458: 0001140361-17-023032
First Sale: 2017-03-06
Security Type(s): Equity
Offer Amount: $15,000,000
Amount Sold: $6,726,190
Remaining: $8,273,810
06b

TX,

168612: 0001140361-16-072394
First Sale: 2016-06-24
Security Type(s): Equity, Class A Units = 1 common stock + 1/2 common stock purchase warrant; Class B Units = 1 common stock + 1 common stock purchase warrant.
Offer Amount: $53,300,000
Amount Sold: $5,362,521
Remaining: $47,937,479
06b

CA, MD, MI, NJ, NM, TN, TX, WI,

155245: 0001140361-16-058644
First Sale: 2015-12-10
Security Type(s): Equity, Series A Preferred Stock, underlying common shares & agent warrants
Offer Amount: $16,709,995
Amount Sold: $4,347,615
Remaining: $12,362,380
06b

AL, TX,

139675: 0001140361-15-015335
First Sale: 2015-03-31
Security Type(s): Equity, Unit = 1 common share and 1 common share purchase warrant.
Offer Amount: $4,702,703
Amount Sold: $1,984,012
Remaining: $2,718,691
06b

GA, MD, NJ, TX,

134580: 0001140361-15-002749
First Sale: 2014-11-28
Security Type(s): Equity, Unit = 1 common share and 1 common share purchase warrant.
Offer Amount: $35,270,270
Amount Sold: $6,925,580
Remaining: $28,344,690
06b

NJ, PA, TX, WI,

93499: 0001140361-14-017665
First Sale: 2014-03-31
Security Type(s): Equity, Unit = 1 common share and 1 common share purchase warrant.
Offer Amount: $26,250,000
Amount Sold: $8,931,433
Remaining: $17,318,567
06b No Notices in EFD for this offering.
88020: 0001140361-14-002158
First Sale: 2013-12-23
Security Type(s): Debt
Offer Amount: $3,500,000
Amount Sold: $1,420,000
Remaining: $2,080,000
06b No Notices in EFD for this offering.
37331: 0001144204-11-030339
First Sale: 2010-10-01
Security Type(s): Equity
Offer Amount: $6,000
Amount Sold: $6,000
06 No Notices in EFD for this offering.

These Form D offerings are those which this issuer is defined as an issuer for the offering, but are not the primary issuer.

This issuer currently is not a non-primary issuer for any Form D offerings.