EFDID: 98464EFD: View Filing

Issuer: ZALICONY HNW PPVA Series Account - 1 (0001610286) - D/A

Accession: 0000351754-23-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001610286
  • Entity Name:
    ZALICONY HNW PPVA Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    NEW YORK
  • Year of Inc:
    Over 5 years ago
  • Address:
    4 World Trade Center
    150 Greenwich St. 54th Floor
    NEW YORK, NY 10007
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 8
    David Fike
    Executive Officer, Director 
    President, Chief Executive Officer, Chairman and Director of Zurich American Life Insurance Company of New York (ZALICONY)
    Stefan Dunajewski
    Executive Officer 
    Vice President, Chief Actuary and Illustration Actuary of ZALICONY
    Dave Dampman
    Executive Officer, Director 
    Director, Vice President, Operations and Regulation 60 Officer of ZALICONY
    Laura Lazarczyk
    Executive Officer, Director 
    Director, Senior Vice President, General Counsel and Corporate Secretary of ZALICONY
    Farah Rehman
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of ZALICONY
    Prithpal Ruprai
    Executive Officer 
    Vice President, Chief Financial Officer and Treasurer
    Christopher Howard
    Executive Officer 
    Vice President of ZALICO
    Susan Harvish
    Executive Officer 
    Vice President of ZALICO
EDGAR: Offering Information
  • Accession Date:
    05/19/2023
  • First Sale Date:
    04/28/2014
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $173,889,876
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICONY HNW PPVA Series Account - 1 pursuant to variable life annuity contracts.
  • Sales Clarification:
    $173,889,876 is the total amount of premiums paid
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Morgan Stanley None Morgan Stanley 149777 NY
M Holdings Securities, Inc None M Holdings Securities, Inc. 43285 NY
RBC Capital Markets, LLC None RBC Capital Markets, LLC 31194 NY
Rockefeller Capital Management Insurance None Rockefeller Capital Management Insurance 294197 NY
UBS None UBS 8174 NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
ZALICONY HNW PPVA Series Account - 1Dave DampmanDave DampmanVice President, Operations2023-05-19
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 98464: 0001605628-24-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $140,819,418
D/A May. 19, 2023 98464: 0000351754-23-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $173,889,876
D/A Jun. 29, 2022 98464: 0001610286-22-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,530,983
D/A Aug. 09, 2021 98464: 0001610286-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Aug. 09, 2021 98464: 0001605628-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A May. 16, 2019 98464: 0001610286-19-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Jun. 12, 2018 98464: 0001610286-18-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $61,280,983
D/A Mar. 31, 2017 98464: 0001537090-17-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $59,780,983
D/A Mar. 14, 2016 98464: 0001605628-16-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $31,760,851
D Jul. 07, 2014 98464: 0001610286-14-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $20,000,000