EFDID: 10756EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D/A

Accession: 0000727136-15-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 19
    Theodore A. Mathas
    Executive Officer
    Christopher O. Blunt
    Executive Officer
    Arthur H. Seter
    Executive Officer
    Joel M. Steinberg
    Executive Officer
    Thomas F. English
    Executive Officer
    Robert J. Hebron
    Executive Officer
    John Y. Kim
    Executive Officer
    Barbara J. McInerney
    Executive Officer
    John T. Fleurant
    Executive Officer
    Robert M. Gardner
    Executive Officer
    Susan A. Thrope
    Executive Officer
    James J. Cristallo
    Executive Officer
    Andrew F. Amenn
    Executive Officer
    David G. Bedard
    Executive Officer
    Mark W. Pfaff
    Executive Officer
    Craig L. DeSanto
    Executive Officer
    Christopher T. Ashe
    Executive Officer
    David Cruz
    Executive Officer
    Janis Rubin
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/13/2015
  • First Sale Date:
    12/16/1997
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $545,593,981
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in Universal Life Policy
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Kenneth D. Miller None NYLIFE Securities Inc. 5167 All States
Raymond Schoenke None Schoenke & Associates Securities Corp 31245 VA, NJ, CT, DC, DE, TX, TN, FL, CA, NC, MD, MA
Clark Consulting None Clark Securities Inc. 43803 All States
TBG Financial & Insurance Services 26984 TBG Financial & Insurance Services 26984 All States
Executive Services Securities 25299 Executive Services Securities 25299 RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AL, TX, NC, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, KY, WI, KS, OR, LA, WA, CO, PA
Tower Square Securities Inc. 833 Tower Square Securities Inc. 833 All States
FAS Corp. 43536 FAS Corp. 43536 RI, HI, NY, GA, NV, TN, CA, OK, ME, VA, MI, OH, ID, DE, FL, IA, MD, MA, SC, UT, IL, IN, CT, WV, DC, MN, WI, AZ, KY, MO, KS, OR, MS, LA, NH, WA, NJ, TX, AL, CO, PA, NC, ND, NE
ValMark Securities, Inc. 31243 ValMark Securities, Inc. 31243 All States
Newport Group Securities, Inc. 29722 Newport Group Securities, Inc. 29722 All States
NYLIFE Securities LLC 5167 NYLIFE Securities LLC 5167 All States
Douglas Forstrom 1155360 NYLIFE Securities LLC 5167 SD, IL, MN, TX, WI, IA, MS
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORP/s/ Janis RubinJanis RubinVice President2015-03-13
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 12, 2025 10756: 0000727136-25-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 14, 2024 10756: 0000727136-24-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 13, 2023 10756: 0000727136-23-000005 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 09, 2022 10756: 0000727136-22-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 15, 2021 10756: 0000727136-21-000005 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 11, 2020 10756: 0000727136-20-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 08, 2019 10756: 0000727136-19-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 12, 2018 10756: 0000727136-18-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 13, 2017 10756: 0000727136-17-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 10, 2016 10756: 0000727136-16-000008 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 13, 2015 10756: 0000727136-15-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 13, 2014 10756: 0000727136-14-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 13, 2013 10756: 0000727136-13-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 14, 2012 10756: 0000907593-12-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 14, 2011 10756: 0000727136-11-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981
D/A Mar. 11, 2010 10756: 0000907593-10-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $545,593,981