EFDID: 156971EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D/A

Accession: 0000727136-17-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 22
    Theodore A. Mathas
    Executive Officer, Director
    Christopher T. Ashe
    Executive Officer, Director
    David G. Bedard
    Executive Officer, Director
    Christopher O. Blunt
    Executive Officer, Director
    John T. Fleurant
    Executive Officer, Director
    Robert M. Gardner
    Executive Officer, Director
    Matthew M. Grove
    Executive Officer, Director
    Frank Harte
    Executive Officer, Director
    Thomas A. Hendry
    Executive Officer, Director
    Dylan W. Huang
    Executive Officer, Director
    John Y. Kim
    Executive Officer, Director
    Mark J. Madgett
    Executive Officer, Director
    Amy T. Miller
    Executive Officer, Director
    Arthur H. Seter
    Executive Officer, Director
    Joel M. Steinberg
    Executive Officer, Director
    Matthew D. Wion
    Executive Officer, Director
    Craig L. DeSanto
    Executive Officer
    Thomas F. English
    Executive Officer
    Robert J. Hebron
    Executive Officer
    James J. Cristallo
    Executive Officer
    Janis C. Rubin
    Executive Officer
    Barbara J. McInerney
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/13/2017
  • First Sale Date:
    09/30/2015
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $117,427,846
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c)
  • Security Type(s):
    Variable Interests in CorpExec Private Placement Variable Universal Life III Policies (CEPPVUL III)
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities Inc. 43285 M Holdings Securities Inc. 43285 All States
ValMark Securities, Inc. 31243 ValMark Securities, Inc. 31243 All States
Newport Group Securities, Inc. 29722 Newport Group Securities, Inc. 29722 All States
NFP Advisor Services, LLC 42046 NFP Advisor Services, LLC 42046 All States
Executive Services Securities 25299 Executive Services Securities 25299 AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Tower Square Securities Inc. 833 Tower Square Securities Inc. 833 All States
FAS Corp. 43536 FAS Corp. 43536 AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI
NYLIFE Securities, Inc. 5167 NYLIFE Securities, Inc. 5167 All States
Douglas Forstrom 1155360 NYLIFE Securities LLC 5167 IL, IA, MN, MS, SC, TX, WI
Kestra Investment Services LLC 42046 Kestra Investment Services LLC 42046 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORPJanis C. RubinJanis C. RubinVice President2017-03-10
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 12, 2025 156971: 0000727136-25-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,991,085,527
D/A Mar. 14, 2024 156971: 0000727136-24-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,958,652,155
D/A Mar. 13, 2023 156971: 0000727136-23-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,904,839,459
D/A Mar. 09, 2022 156971: 0000727136-22-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,786,273,548
D/A Mar. 15, 2021 156971: 0000727136-21-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,654,866,194
D/A Mar. 11, 2020 156971: 0000727136-20-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,539,257,109
D/A Mar. 08, 2019 156971: 0000727136-19-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $427,882,618
D/A Mar. 12, 2018 156971: 0000727136-18-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $311,998,282
D/A Mar. 13, 2017 156971: 0000727136-17-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $117,427,846
D/A Mar. 10, 2016 156971: 0000727136-16-000006 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $83,503,545
D Jan. 15, 2016 156971: 0000727136-16-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $83,503,545