EFDID: 588025EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D

Accession: 0000727136-26-000005 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 11
    Jodi Kravitz
    Director
    Thomas A. Hendry
    Executive Officer, Director
    Amy Miller
    Director
    Michael McDonnell
    Executive Officer, Director
    Eric Feldstein
    Executive Officer, Director
    Janis C. Rubin
    Executive Officer
    Colleen A. Meade
    Executive Officer
    Craig L. DeSanto
    Executive Officer, Director
    Michael A. Gamble
    Executive Officer
    Erik A. Anderson
    Executive Officer, Director
    Craig A. Sabal
    Director
EDGAR: Offering Information
  • Accession Date:
    03/11/2026
  • First Sale Date:
    12/16/1997
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $545,593,981
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c)
  • Security Type(s):
    Pooled Investment Fund, Interests in Universal Life Policy (BOLI 3)
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Kenneth D. Miller None NYLIFE Securities Inc. 5167 All States
Raymond Schoenke None Schoenke & Associates Securities Corp 31245 CT, DE, MA, TX, NC, FL, MD, TN, VA, NJ, CA, DC
Clark Consulting None Clark Securities Inc. 43803 All States
TBG Financial& Insurance Services 26984 TBG Financial & Insurance Services 26984 All States
Executive Services Securities 25299 Executive Services Securities 25299 DE, HI, TX, MA, MD, IA, ME, ID, MI, UT, MN, MO, IL, IN, MS, MT, AL, VA, AR, NC, NE, RI, AZ, NH, NJ, VT, NM, FL, NV, WA, NY, SC, SD, WI, OH, GA, OK, CA, WV, WY, OR, KS, CO, KY, CT, PA, LA, TN, DC
Tower Square Securities Inc. 833 Tower Square Securities Inc. 833 All States
FAS Corp. 43536 FAS Corp. 43536 DE, HI, TX, FL, NV, WA, NY, SC, WI, MA, MD, IA, ME, OH, GA, ID, MI, OK, CA, UT, WV, MN, MO, IL, OR, IN, MS, KS, AL, VA, CO, KY, CT, PA, LA, NC, ND, NE, RI, AZ, NH, TN, NJ, DC
ValMark Securities, Inc. 31243 ValMark Securities, Inc. 31243 All States
Newport Group Securities, Inc. 29722 Newport Group Securities, Inc. 29722 All States
NYLIFE Securities LLC 5167 NYLIFE Securities LLC 5167 All States
Douglas Forstrom 1155360 NYLIFE Securities LLC 5167 MN, SD, WI, IL, TX, MS, IA
Triad Insurance, Inc. 25803 Triad Insurance, Inc. 25803 All States
Cetera Advisor Networks, LLC 13572 Cetera Advisor Networks, LLC 13572 All States
Lincoln Financial Advisors Corp. 3978 Lincoln Financial Advisors Corp. 3978 All States
MML Investors Services, Inc. 10409 MML Investors Services, Inc. 10409 All States
Deutsche Bank Securities Inc. 2525 Deutsche Bank Securities Inc. 2525 All States
Ross Securities Corporation 113796 Ross Securities Corporation 113796 CT, PA, SD, FL, AK, NY, NJ
Park Avenue Securities LLC 46173 Park Avenue Securities LLC 46173 All States
M Holdings Securities Inc. 43285 M Holdings Securities Inc. 43285 All States
Wealth Preservation Associates LLC 35277 Wealth Preservation Associates LLC 35277 All States
NYLIFE Securities LLC 5167 NYLIFE Securities LLC 5167 All States
First Liberties Financial 14432 First Liberties Financial 14432 DE, TX, FL, NV, WA, NY, SC, SD, WI, MA, MD, IA, OH, GA, MI, OK, CA, UT, WV, MN, MO, IL, OR, IN, MT, AK, AL, VA, CO, KY, AR, CT, PA, NC, ND, NE, RI, AZ, NJ, DC
Oglivie Security Advisors Corporation 10105 Oglivie Security Advisors Corporation 10105 All States
World Equity Group, Inc. 29087 World Equity Group, Inc. 29087 All States
LPL Financial LLC 6413 LPL Financial LLC 6413 All States
Lion Street Financial 165828 Lion Street Financial 165828 All States
Kestra Investment Services LLC 42046 Kestra Investment Services LLC 42046 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORP/s/ Janis RubinJanis RubinVice President2026-03-11