EFDID: 11230EFD: View Filing

Issuer: NZC GUGGENHEIM FUND LTD (0001449086) - D/A

Accession: 0000899140-17-000635 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001449086
  • Entity Name:
    NZC GUGGENHEIM FUND LTD
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Over 5 years ago
  • Address:
    100 Wilshire Blvd., Suite 500
    Santa Monica, CA 90401
  • Persons:
    Related Persons 7
    Alastair M. McKeever
    Executive Officer 
    Mr. McKeever is Managing Director of the Investment Adviser of the Issuer.
    Kevin H. Gundersen
    Executive Officer 
    Mr. Gundersen is Senior Managing Director of the Investment Adviser of the Issuer.
    Thomas Hauser
    Executive Officer 
    Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer.
    Christopher Boyle
    Executive Officer 
    Mr. Boyle is Managing Director of the Investment Adviser of the Issuer.
    Christopher J. LeBeau
    Director
    William Shaw
    Director
    Matthew Bloom
    Executive Officer 
    Mr. Bloom is Senior Managing Director of the Investment Adviser of the Issuer.
EDGAR: Offering Information
  • Accession Date:
    10/20/2017
  • First Sale Date:
    09/30/2008
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $400,216,116
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 All States
Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NZC GUGGENHEIM FUND LTDRobert JeeRobert JeeCCO of the Investment Adviser2017-10-19
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 14, 2025 11230: 0001449086-25-000002 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Apr. 24, 2025 11230: 0000899140-25-000560 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 11, 2024 11230: 0000899140-24-001082 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 13, 2023 11230: 0000899140-23-000992 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 14, 2022 11230: 0000899140-22-000747 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Mar. 18, 2022 11230: 0000899140-22-000404 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 15, 2021 11230: 0000899140-21-000681 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 16, 2020 11230: 0000899140-20-000463 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 18, 2019 11230: 0000899140-19-000589 NZC GUGGENHEIM FUND LTD
Amount Sold: $406,996,116
D/A Oct. 19, 2018 11230: 0000899140-18-000563 NZC GUGGENHEIM FUND LTD
Amount Sold: $404,926,116
D/A Oct. 20, 2017 11230: 0000899140-17-000635 NZC GUGGENHEIM FUND LTD
Amount Sold: $400,216,116
D/A Oct. 21, 2016 11230: 0000899140-16-001651 NZC GUGGENHEIM FUND LTD
Amount Sold: $348,262,883
D/A Oct. 23, 2015 11230: 0000899140-15-000763 NZC GUGGENHEIM FUND LTD
Amount Sold: $294,336,586
D/A Sep. 11, 2014 11230: 0001449086-14-000001 NZC GUGGENHEIM FUND LTD
Amount Sold: $277,071,593
D/A Aug. 16, 2013 11230: 0001449086-13-000002 NZC GUGGENHEIM FUND LTD
Amount Sold: $182,540,199
D/A Aug. 16, 2012 11230: 0001449086-12-000005 NZC GUGGENHEIM FUND LTD
Amount Sold: $168,540,198
D/A Mar. 15, 2012 11230: 0001449086-12-000001 NZC GUGGENHEIM FUND LTD
Amount Sold: $168,065,198
D/A Mar. 14, 2011 11230: 0001331308-11-000006 NZC GUGGENHEIM FUND LTD
Amount Sold: $120,566,394
D/A Mar. 12, 2010 11230: 0001457808-10-000003 NZC GUGGENHEIM FUND LTD
Amount Sold: $101,870,000