EFDID: 55098EFD: View Filing

Issuer: Legion Strategies, Ltd. (0001547953) - D/A

Accession: 0000899140-21-000441 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001547953
  • Entity Name:
    Legion Strategies, Ltd.
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Over 5 years ago
  • Address:
    C/O SKYBRIDGE CAPITAL II, LLC
    527 MADISON AVENUE, 16TH FLOOR
    NEW YORK, NY 10022
  • Persons:
    Related Persons 5
    Jennifer Fischetti
    Director 
    Jennifer Fischetti is a director of Commerce Corporate Services Limited, a director of the Issuer.
    Michael F.B. Gillooly
    Director 
    Michael F.B. Gillooly is a director of Commerce Corporate Services Limited, a director of the Issuer.
    Michael Halsey
    Director 
    Michael Halsey is a director of Commerce Corporate Services Limited, a director of the Issuer.
    Bruno A. Roberts
    Director
    Garth Ebanks
    Director
EDGAR: Offering Information
  • Accession Date:
    04/09/2021
  • First Sale Date:
    10/01/2011
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $228,177,207
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
  • Sales Clarification:
    Responses provided in Item #13 is an estimate.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CO, OK, PA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
MORGAN STANLEY SMITH BARNEY 149777 MORGAN STANLEY SMITH BARNEY 149777 All States
CITIGROUP GLOBAL MARKETS INC. 7059 CITIGROUP GLOBAL MARKETS INC. 7059 All States
Stuart Portfolio Consultants , LP 44487 Stuart Portfolio Consultants , LP 44487 OH, NY
Hastings Capital Group LLC 142998 Hastings Capital Group LLC 142998 All States
UBS Financial Services, Inc. 8174 UBS Financial Services, Inc. 8174 All States
Wells Fargo Advisors, LLC 19616 Wells Fargo Advisors, LLC 19616 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Legion Strategies, Ltd.Christopher HuttChristopher HuttAuthorized Signatory2021-04-09
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Apr. 07, 2025 55098: 0000899140-25-000520 Legion Strategies, Ltd.
Amount Sold: $228,177,207
D/A Apr. 08, 2024 55098: 0000899140-24-000468 Legion Strategies, Ltd.
Amount Sold: $228,177,207
D/A Apr. 07, 2023 55098: 0000899140-23-000522 Legion Strategies, Ltd.
Amount Sold: $228,177,207
D/A Apr. 08, 2022 55098: 0000899140-22-000453 Legion Strategies, Ltd.
Amount Sold: $228,177,207
D/A Apr. 09, 2021 55098: 0000899140-21-000441 Legion Strategies, Ltd.
Amount Sold: $228,177,207
D/A Apr. 09, 2020 55098: 0001808738-20-000004 Legion Strategies, Ltd.
Amount Sold: $223,177,207
D/A Apr. 11, 2019 55098: 0000899140-19-000355 Legion Strategies, Ltd.
Amount Sold: $222,677,208
D/A Apr. 11, 2018 55098: 0000899140-18-000337 Legion Strategies, Ltd.
Amount Sold: $211,488,157
D/A Apr. 21, 2017 55098: 0000899140-17-000392 Legion Strategies, Ltd.
Amount Sold: $185,573,322
D/A Apr. 22, 2016 55098: 0000899140-16-001377 Legion Strategies, Ltd.
Amount Sold: $185,473,322
D/A Apr. 22, 2015 55098: 0000899140-15-000414 Legion Strategies, Ltd.
Amount Sold: $126,073,322
D/A Apr. 24, 2014 55098: 0001547953-14-000002 Legion Strategies, Ltd.
Amount Sold: $55,949,322
D/A Apr. 26, 2013 55098: 0001547953-13-000004 Legion Strategies, Ltd.
Amount Sold: $38,449,322
D/A Apr. 25, 2013 55098: 0001547953-13-000002 Legion Strategies, Ltd.
Amount Sold: $38,449,322
D Apr. 26, 2012 55098: 0001521946-12-000001 Legion Strategies, Ltd.
Amount Sold: $3,449,322