EFDID: 134263EFD: View Filing

Issuer: North Rock Fund, Ltd (0001631067) - D/A

Accession: 0000905148-26-002689 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001631067
  • Entity Name:
    North Rock Fund, Ltd
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Over 5 years ago
  • Address:
    Walkers Corporate Limited
    190 Elgin Avenue
    George Town, Grand Cayman, E9 KY1-9008
  • Persons:
    Related Persons 8
    n/a North Rock Capital Management, LLC
    Executive Officer 
    Investment Manager
    n/a Lighthouse Investment Partners, LLC
    Executive Officer 
    Owner of Investment Manager
    Sean G. McGould
    Executive Officer
    Benjamin C. Browning
    Executive Officer
    Robert P. Swan, III
    Executive Officer
    Kelly R. Perkins
    Executive Officer, Director
    Matt Aureimma
    Director
    Georgia Prinsloo
    Director
EDGAR: Offering Information
  • Accession Date:
    05/27/2026
  • First Sale Date:
    06/14/2017
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $3,504,264,121
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AR, AZ, CA, CO, CT, DC, DE, GA, IA, IL, IN, MA, MD, MI, MN, MO, NC, NH, NJ, NY, OH, OR, PA, RI, TN, TX, UT, VA, WA, WI
Inactive:AK, MT, NE, SC
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
CAIS Capital LLC 154512 None None All States
Wells Fargo Clearing Services, LLC 11025 None None All States
Bradesco Investments Inc. 19453 None None AZ, CA, CO, DE, DC, FL, GA, IL, LA, MD, MA, MO, NV, NJ, NY, NC, ND, OH, OR, PA, PR, SD, TN, TX, UT, VA, WY
JP Morgan Securities LLC 79 None None All States
Raymond James and Associates, Inc. 705 None None All States
Raymond James Financial Services, Inc. 6694 None None All States
Bank Julius Baer and Co Ltd None None None
Saudi Fransi Capital None None None
AAN Advisor HK Limited None None None
Ashton Thomas Securities, LLC 16629 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
North Rock Fund, LtdKelly R. PerkinsKelly R. PerkinsCIO of Investment Manager and Director of Issuer2026-05-27
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 27, 2026 134263: 0000905148-26-002689 North Rock Fund, Ltd
Amount Sold: $3,504,264,121
D/A Jun. 04, 2025 134263: 0001631067-25-000007 North Rock Fund, Ltd
Amount Sold: $2,239,519,581
D/A Feb. 14, 2025 134263: 0001631067-25-000005 North Rock Fund, Ltd
Amount Sold: $2,239,519,581
D/A Feb. 14, 2024 134263: 0001631067-24-000002 North Rock Fund, Ltd
Amount Sold: $520,737,786
D/A May. 02, 2023 134263: 0001631067-23-000010 North Rock Fund, Ltd
Amount Sold: $242,401,620
D/A Feb. 14, 2023 134263: 0001631067-23-000009 North Rock Fund, Ltd
Amount Sold: $242,401,620
D/A Feb. 14, 2022 134263: 0001522454-22-000009 North Rock Fund, Ltd
Amount Sold: $152,223,558
D/A Feb. 12, 2021 134263: 0001631067-21-000001 North Rock Fund, Ltd
Amount Sold: $64,792,428
D/A Feb. 14, 2020 134263: 0001631067-20-000001 North Rock Fund, Ltd
Amount Sold: $19,749,309
D/A Feb. 15, 2019 134263: 0001631067-19-000001 North Rock Fund, Ltd
Amount Sold: $357,121
D/A Feb. 15, 2018 134263: 0001631067-18-000003 North Rock Fund, Ltd
Amount Sold: $346,713
D Jan. 20, 2015 134263: 0001631067-15-000001 North Rock Fund, Ltd