EFDID: 10754EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D/A

Accession: 0000907593-12-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 25
    Theodore A. Mathas
    Executive Officer
    Christopher O. Blunt
    Executive Officer
    Frank M. Boccio
    Executive Officer
    Solomon Goldfinger
    Executive Officer
    Steven D. Lash
    Executive Officer
    Mark W. Pfaff
    Executive Officer
    Arthur H. Seter
    Executive Officer
    Michael E. Sproule
    Executive Officer
    Joel M. Steinberg
    Executive Officer
    Thomas F. English
    Executive Officer
    Robert J. Hebron
    Executive Officer
    John Y. Kim
    Executive Officer
    Catherine A. Marrion
    Executive Officer
    Barbara J. McInerney
    Executive Officer
    Angelo J. Scialabba
    Executive Officer
    Richard J. Witterschein
    Executive Officer
    Teresa A. Turner
    Executive Officer
    Stephen P. Fisher
    Executive Officer
    John T. Fleurant
    Executive Officer
    Robert M. Gardner
    Executive Officer
    Susan A. Thrope
    Executive Officer
    Paul T. Pasteris
    Executive Officer
    Gerard A. Rocchi
    Executive Officer
    Christopher T. Ashe
    Executive Officer
    Michelle D. Richter
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/14/2012
  • First Sale Date:
    01/15/2006
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $1,202,089,968
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Variable Interests in CorpExec Private Placement Variable Universal Life Policies
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities Inc. 43285 M Holdings Securities Inc. 43285 All States
Clark Securities Inc. 43803 Clark Securities Inc. 43803 All States
Northwestern Mutual Investment Services, LLC 2881 Northwestern Mutual Investment Services, LLC 2881 All States
TBG Financial & Insurance Services 26984 TBG Financial & Insurance Services 26984 All States
Executive Services Securities 25299 Executive Services Securities 25299 AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Tower Square Securities Inc. 833 Tower Square Securities Inc. 833 All States
FAS Corp. 43536 FAS Corp. 43536 AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORPTobert J. HebronRobert J. HebronSenior Vice President2012-03-14
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 12, 2025 10754: 0000727136-25-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,830,489,296
D/A Mar. 14, 2024 10754: 0000727136-24-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,826,709,576
D/A Mar. 13, 2023 10754: 0000727136-23-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,813,207,388
D/A Mar. 09, 2022 10754: 0000727136-22-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,799,736,989
D/A Mar. 15, 2021 10754: 0000727136-21-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,794,596,507
D/A Mar. 11, 2020 10754: 0000727136-20-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,778,056,498
D/A Mar. 08, 2019 10754: 0000727136-19-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,768,838,698
D/A Mar. 12, 2018 10754: 0000727136-18-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,749,077,152
D/A Mar. 13, 2017 10754: 0000727136-17-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,723,614,225
D/A Mar. 10, 2016 10754: 0000727136-16-000005 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,681,031,549
D/A Mar. 13, 2015 10754: 0000727136-15-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,635,590,649
D/A Mar. 13, 2014 10754: 0000727136-14-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,490,269,358
D/A Mar. 13, 2013 10754: 0000727136-13-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,335,328,230
D/A Mar. 14, 2012 10754: 0000907593-12-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,202,089,968
D/A Mar. 14, 2011 10754: 0000727136-11-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,062,718,184
D/A Mar. 11, 2010 10754: 0000907593-10-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $839,423,211