EFDID: 6050EFD: View Filing

Issuer: Cypress Equipment Fund 16, LLC (0001451787) - D/A

Accession: 0001011723-10-000008 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001451787
  • Entity Name:
    Cypress Equipment Fund 16, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    188 The Embarcadero, Suite 420
    San Francisco, CA 94105
  • Persons:
    Related Persons 4
    Stephen Rogers Harwood
    DirectorExecutive OfficerPromoter
    NA Cypress Equipment Management Corp IV
    Executive OfficerPromoter
    Kenneth Park
    Executive Officer
    Daniel Rael
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    01/28/2010
  • First Sale Date:
    01/07/2009
  • Offering Amount:
    $35,000,000
  • Amount Sold:
    $32,200,624
  • Amount Remaining:
    $2,799,376
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Cypress Capital Corporation 42681 Cypress Capital Corporation 42681 AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MO, NE, NV, NJ, NY, NC, OH, OR, PA, SC, TN, TX, UT, VT, VA, WA, WI, WY
Berthel, Fisher and Company Financial Services, Inc. 13609 Berthel, Fisher and Company Financial Services, Inc. 13609 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Zachary L. Carey 3110546 Calton and Associates, Inc. 20999 AL, AR, FL, GA, KY, LA, MS, TN, TX, VA
Oliver B. Williamson 4642029 Calton and Associates, Inc. 20999 FL, IN, KY, MA, NY, NC, OH, PA, SC, TN, VA
Phillip D. King 1839137 Calton and Associates, Inc. 20999 CA, FL, GA, IN, KY, MI, NC, OH, SC, TN, VA
Maryellen Trotter 862519 Centaurus Financial, Inc. 30833 AZ, CA, CO, FL, MS, UT
Bryan D. Myers 2527480 Chapin, Davis 28116 CA, MD, NY, PA, VA
Commonwealth Financial Network 8032 Commonwealth Financial Network 8032 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Crown Capital Securities, L.P. 6312 Crown Capital Securities, L.P. 6312 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
David A. Harris 500413 David Harris and Co., Inc. 45670 AZ, CA, CO, CT, FL, HI, IL, ME, MD, MI, NJ, NY, NC, VA
Donald G. Dewaay Jr. 1297174 Dewaay Financial Network, LLC 30767 AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, MA, MI, MN, MO, MT, NE, NV, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TX, UT, VT, VA, WA, WI, WY
Joshua E. Cross 4522751 Dewaay Financial Network, LLC 30767 AL, AZ, FL, HI, IL, IA, KS, KY, MA, MN, MO, NE, NV, NC, OH, TX, WA, WI
NFP Securities, Inc. 42046 NFP Securities, Inc. 42046 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
H. Beck, Inc. 1763 H. Beck, Inc. 1763 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Independent Financial Group, LLC 7717 Independent Financial Group, LLC 7717 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Lora J. Hoff 3175071 Investment Planners, Inc. 18557 IA, MN, MO, OK, TX
LPL Financial Corporation 6413 LPL Financial Corporation 6413 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 AZ, CA, GA, ID, MO, OR
Howard W. Minor, Jr. 1008244 Next Financial Group, Inc. 46214 FL, MD, VA
Dennis L. Freeman 213683 Okoboji Financial Services, Inc. 33727 IA, MN
Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
QA3 Financial Corp. 14754 QA3 Financial Corp. 14754 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Norman G. Price 2406981 RP Capital LLC 134768 AL, CA, FL, NV, OR, TX, WA
Sagepoint Financial, Inc. 133763 Sagepoint Financial, Inc. 133763 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Ameritas Investment Corp. 14869 Ameritas Investment Corp. 14869 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
William E. Riley, Jr. 1493287 Silver Oak Securities, Incorporated 46947 TX
John T. Dunn 2448503 The Strategic Financial Alliance, Inc. 126514 CA, GA, IL, LA, NC, PA
VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Jack Thomas 2773136 AFA Financial Group, LLC 127648 CA, ID
Jeffrey Rachlin 823547 Alternative Wealth Strategies, Inc. 130933 CT, FL, MD, MA, NJ, NY
Richard L. Belline 2432737 AXA Advisors, LLC 6627 AR, CO, FL, GA, IL, KS, LA, MO, NC, OH, OK, TN, TX
Burley A. Daye 63064 Centaurus Financial, Inc. 30833 CA, NV, UT
Ty K. Bauer 2150885 Carlton & Associates, Inc. 20999 AL, CA, CO, CT, GA, IL, IN, LA, MS, MO, NV, NM, NY, PA, TN, TX
Joseph M. Gatt 218745 Girard Securities, Inc. 18697 CA, CO, NV, UT
Arthur J. Moss 1409033 National Planning Corporation 29604 AZ, CA, CO, FL, ID
John P. Hannan 1372033 Private Asset Group, Inc. 142541 CA, FL, HI, MN, NV, NJ, NY, NC, TX
Edward T. Coda 1776811 National Planning Corporation 29604 AZ, CA, CO, FL, HI, NV, NM, NC, OH, PA, TX, VA, WA
Proequities, Inc. 15708 Proequities, Inc. 15708 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
FSC Securities Corporation 7461 FSC Securities Corporation 7461 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
John P. Ochsner 1502183 Royal Alliance Associates, Inc. 23131 CA, NH, WA
David L. Goodman 1429972 Transam Securities, Inc. 18923 AZ, CO, FL, GA, NC, OH
Charles C. Shafe 1277113 Transam Securities, Inc. 18923 AZ, CT, FL, GA, IN, MD, MI, NJ, NY, NC, SC, VA
Woodbury Financial Services, Inc. 421 Woodbury Financial Services, Inc. 421 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Questar Capital Corporation 43100 Questar Capital Corporation 43100 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Robert A. Horning 2311640 Centaurus Financial, Inc. 30833 AZ, CA, HI, LA, NV, NY
Mark C. Pedersen 1283866 Harrison Douglas, Inc. 16515 CO, CT, NC
Richard E. Woollen 1342719 Harrison Douglas, Inc. 16515 NC
Paul L. White II 4669396 Heritage Financial Services, Inc. 133019 CT, NJ, NY, PA
Nathan L. Rewerts 2913269 Investment Planners, Inc. 18557 CO, KS, MD, MA, OK, TX
Christopher M. Ingram 3156210 Next Financial Group, Inc. 46214 CA, FL, IL, NV, OR, TX
Edmardo J. Tomei III 4338243 Next Financial Group, Inc. 46214 AZ, CA, ID, MO, OK, VA, WA, WY
Paul D. Christ 844080 Royal Alliance Associates, Inc. 23131 AZ, FL, IL, IN, IA, KS, MD, MI, MN, MO, NV, NY, OH, WA
Edward J. Spanski Jr. 2356329 Royal Alliance Associates, Inc. 23131 AZ, FL, GA, IN, NC, TN, TX, VA
Daniel G. McPherson 4964802 Sammons Securities Company, LLC 115368 ID, MT, NM, UT, WA, WY
Noah P. Bergeron Jr. 1056146 Sigma Financial Corporation 14303 FL, MI, OH
Peter J. Glaab Jr. 222558 Sigma Financial Corporation 14303 AZ, CA, CO, FL, IN, MA, MI, NV, ND, SD, TX, UT
Carl D. Cornaglia 3067666 SII Investments, Inc. 2225 CT, NH, NY, NC, PA, SC
William N. Keen 266061 The Strategic Financial Alliance, Inc. 126514 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, IL, IN, KS, KY, LA, MD, MA, MI, MN, MS, MO, NM, NY, NC, OH, OK, OR, PA, SC, TN, TX, VT, VA, WA, WI
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Cypress Equipment Fund 16, LLC/s/ DANIEL RAELDaniel RaelVice President of Manager of Issuer2010-01-28