EFDID: 12559EFD: View Filing

Issuer: Dunbar Capital Management I L L C (0001292295) - D/A

Accession: 0001013594-12-000186 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001292295
  • Entity Name:
    Dunbar Capital Management I L L C
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    65 East 55th Street
    35th Floor
    NEW YORK, NY 10022
  • Persons:
    Related Persons 2
    Rochelle Stern Major
    Executive Officer
    Eugene Major
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/19/2012
  • First Sale Date:
    07/01/2003
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $138,110,789
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Lincoln Financial Advisors Corp. 3978 None None All States
Summit Equities, Inc. 11039 None None SC, RI, VA, NC, NY, LA, NH, GA, DC, MT, WI, CO, OH, OK, MN, NV, MD, MI, TX, KY, WA, VT, AZ, IL, OR, NM, IN, MA, DE, AL, UT, CA, HI, PA, FL, CT, KS, NJ, SD, AK, ME, TN, MO
FSC Securities Corporation 7461 None None All States
LPL Financial Services 6413 None None All States
AXA Advisors, LLC 6627 None None All States
Securities America Inc. 10205 None None All States
Sanders Morris Harris 20580 None None All States
Donald K. Gross 1913749 None None SC, VA, NC, NY, CA, TX, NJ, NH, PA, FL, CT, MA
Commonwealth Financial Network 8032 None None All States
First Heartland Capital, Inc. 32460 None None All States
Triad Advisors, Inc. 25803 None None All States
First Allied Securities, Inc. 32444 None None All States
Global Equity Holdings, LLC 111348 None None NY, CA, NJ, SD, PA, DC, FL, CT
Capital Analysts, Incorporated 5478 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Dunbar Capital Management I L L C/s/ Rochelle Stern MajorRochelle Stern MajorCEO of the Managing Members2012-03-19
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 21, 2016 12559: 0001013594-16-000933 Dunbar Capital Management I L L C
Amount Sold: $142,168,444
D/A Mar. 19, 2015 12559: 0001013594-15-000252 Dunbar Capital Management I L L C
Amount Sold: $141,468,444
D/A Mar. 19, 2014 12559: 0001013594-14-000314 Dunbar Capital Management I L L C
Amount Sold: $141,218,444
D/A Mar. 19, 2013 12559: 0001013594-13-000245 Dunbar Capital Management I L L C
Amount Sold: $140,618,444
D/A Mar. 19, 2012 12559: 0001013594-12-000186 Dunbar Capital Management I L L C
Amount Sold: $138,110,789
D/A Mar. 17, 2011 12559: 0001013594-11-000229 Dunbar Capital Management I L L C
Amount Sold: $129,878,048
D/A Mar. 16, 2010 12559: 0001013594-10-000411 Dunbar Capital Management I L L C
Amount Sold: $116,297,577