EFDID: 8047EFD: View Filing

Issuer: Providence MBS Fund, Ltd. (0001291380) - D/A

Accession: 0001013594-15-000156 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001291380
  • Entity Name:
    Providence MBS Fund, Ltd.
  • Entity Type:
    Corporation
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Over 5 years ago
  • Address:
    500 EXCHANGE STREET
    SUITE 1200
    PROVIDENCE, RI 02903
  • Persons:
    Related Persons 3
    Russell Joseph Jeffrey
    Executive Officer, Director
    David Bree
    Director
    Donald Seymour
    Director
EDGAR: Offering Information
  • Accession Date:
    02/20/2015
  • First Sale Date:
    05/01/2004
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $1,209,391,000
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Vantage Securities Inc. 112386 None None NY
Laureate Wealth Management, LLC 150751 None None TX
Direct Access Partners, LLC 120950 None None CT, MN, NJ, NC
First Liberties Securities, Inc. 14432 None None NY
LJS Capital, LLC 148869 None None NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Providence MBS Fund, Ltd./s/ Russell J. JeffreyRussell J. JeffreyChief Executive Officer2015-02-20
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 22, 2016 8047: 0001013594-16-000820 Providence MBS Fund, Ltd.
Amount Sold: $1,423,291,000
D/A Feb. 20, 2015 8047: 0001013594-15-000156 Providence MBS Fund, Ltd.
Amount Sold: $1,209,391,000
D/A Feb. 21, 2014 8047: 0001013594-14-000212 Providence MBS Fund, Ltd.
Amount Sold: $1,087,441,000
D/A Feb. 22, 2013 8047: 0001013594-13-000176 Providence MBS Fund, Ltd.
Amount Sold: $877,161,000
D/A Feb. 23, 2012 8047: 0001013594-12-000133 Providence MBS Offshore Fund, Ltd.
Amount Sold: $719,222,000
D/A Feb. 23, 2011 8047: 0001013594-11-000162 Providence MBS Offshore Fund, Ltd.
Amount Sold: $352,000,000
D/A Feb. 24, 2010 8047: 0001013594-10-000272 Providence MBS Offshore Fund, Ltd.
Amount Sold: $242,000,000