EFDID: 294923EFD: View Filing

Issuer: SMARTFINANCIAL INC. (0001038773) - D

Accession: 0001038773-18-000013 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001038773
  • Entity Name:
    SMARTFINANCIAL INC.
  • Entity Type:
    Corporation
  • Jurisdiction:
    TENNESSEE
  • Year of Inc:
    Over 5 years ago
  • Address:
    5401 KINGSTON PIKE
    SUITE 600
    KNOXVILLE, TN 37919
  • Persons:
    Related Persons 17
    William Y. Carroll, Jr.
    Executive Officer, Director
    Victor L. Barrett
    Director
    Monique P. Berke
    Director
    William Y. Carroll, Sr.
    Executive Officer, Director
    Ted C. Miller
    Director
    David A. Ogle
    Director
    Steven B. Tucker
    Director
    W. Miller Welborn
    Director
    Keith E. Whaley
    Director
    J. Beau Wicks
    Director
    Geoffrey A. Wolpert
    Director
    Gregory L. Davis
    Executive Officer
    Nathaniel F. Hughes
    Executive Officer
    C. Bryan Johnson
    Executive Officer
    Rhett D. Jordan
    Executive Officer
    Gary W. Petty, Jr.
    Executive Officer
    Clifton N. Miller
    Director
EDGAR: Offering Information
  • Accession Date:
    10/10/2018
  • First Sale Date:
    09/28/2018
  • Offering Amount:
    $40,000,000
  • Amount Sold:
    $40,000,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Keefe, Bruyette & Woods, Inc. 481 None None AL, GA, MN, OH, PA, SC, TN, VA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
SMARTFINANCIAL INC.C. Bryan JohnsonC. Bryan JohnsonChief Financial Officer2018-10-10