EFDID: 566959EFD: View Filing

Issuer: SMARTFINANCIAL INC. (0001038773) - D

Accession: 0001038773-25-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001038773
  • Entity Name:
    SMARTFINANCIAL INC.
  • Entity Type:
    Corporation
  • Jurisdiction:
    TENNESSEE
  • Year of Inc:
    Over 5 years ago
  • Address:
    5401 KINGSTON PIKE
    SUITE 600
    KNOXVILLE, TN 37919
  • Persons:
    Related Persons 11
    William Y. Carroll, Jr.
    Executive Officer, Director
    Victor L. Barrett
    Director
    Cathy G. Ackermann
    Director
    Ronald J. Gorczynski
    Executive Officer
    Wesley M. Welborn
    Director
    Keith E. Whaley
    Director
    Geoffrey A. Wolpert
    Director
    Steven B. Tucker
    Director
    David A. Ogle
    Director
    Kelli Shomaker
    Director
    William Y. Carroll, Sr.
    Director
EDGAR: Offering Information
  • Accession Date:
    09/02/2025
  • First Sale Date:
    08/20/2025
  • Offering Amount:
    $100,000,000
  • Amount Sold:
    $100,000,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
N/A None Raymond James & Associates, Inc. 705 AL, CA, DE, GA, IL, KS, KY, LA, ME, MI, MN, MS, MT, NY, OH, SC, TN, TX, VA, WV, WI
N/A None Keefe, Bruyette& Woods, Inc. 481 AL, CA, DE, GA, IL, KS, KY, LA, ME, MI, MN, MS, MO, NY, SC, TN
N/A None Performance Trust Capital Partners, LLC 36155 AL, CT, GA, IL, MI, MN, NY, PA, SC, TN, VA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
SMARTFINANCIAL INC./s/ Ronald GorczynskiRonald GorczynskiCFO2025-08-27