EFDID: 68416EFD: View Filing

Issuer: Fundamental OS Ltd. (0001567030) - D/A

Accession: 0001095449-13-000044 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001567030
  • Entity Name:
    Fundamental OS Ltd.
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Within 5 years (2012)
  • Address:
    140 SOUTH LAKE AVENUE
    SUITE 302
    PASADENA, CA 91101
  • Persons:
    Related Persons 2
    John Woodrow Krieger
    Director
    William Bermingham
    Director
EDGAR: Offering Information
  • Accession Date:
    05/10/2013
  • First Sale Date:
    01/14/2013
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $3,891,228
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
  • Sales Clarification:
    The amount reported and number of investors include the total amounts sold to and the total number of all U.S. and foreign investors.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Al Slayton 426278 Newport Coast Securities, Inc. 16944 AZ, CA, CT, FL, HI, NH, NY, TX, UT, VA
Doug DeGroote 2839073 Girard Securities, Inc. 18697 AZ, AR, CA, FL, GA, HI, ID, MI, MS, MO, NV, NY, NC, OH, OK, OR, TX, VA, WA, WV
Robert Lingle 1361471 Hedgeharbor Inc. 44324 All States
Mark Rawlings 1762750 Girard Securities, Inc. 18697 CA, FL, MI, NY, OK, TX, WA
Mitch Little, II 1701341 Coronado Investments, LLC 111992 CA, IL, NY, OR, TX
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Fundamental OS Ltd.John W. KriegerKriegerJohn W. KriegerManaging Director2013-05-03
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 13, 2017 68416: 0001095449-17-000032 Fundamental OS Ltd.
Amount Sold: $4,291,228
D/A Mar. 10, 2016 68416: 0001095449-16-000217 Fundamental OS Ltd.
Amount Sold: $4,291,228
D/A May. 18, 2015 68416: 0001095449-15-000072 Fundamental OS Ltd.
Amount Sold: $4,291,228
D/A Apr. 08, 2015 68416: 0001095449-15-000051 Fundamental OS Ltd.
Amount Sold: $4,291,228
D/A May. 16, 2014 68416: 0001095449-14-000075 Fundamental OS Ltd.
Amount Sold: $3,891,228
D/A Apr. 15, 2014 68416: 0001095449-14-000045 Fundamental OS Ltd.
Amount Sold: $3,891,228
D/A May. 10, 2013 68416: 0001095449-13-000044 Fundamental OS Ltd.
Amount Sold: $3,891,228
D Jan. 22, 2013 68416: 0001144204-13-003206 Fundamental OS Ltd.
Amount Sold: $4,677,850