EFDID: 57997EFD: View Filing

Issuer: ATTAIN SHORT TERM ALPHA FUND, LLC (0001120177) - D/A

Accession: 0001120177-14-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001120177
  • Entity Name:
    ATTAIN SHORT TERM ALPHA FUND, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    ONE EAST WACKER DR.
    SUITE 3000
    CHICAGO, IL 60601
  • Persons:
    Related Persons 3
    Attain Portfolio Advisors, LLC
    Executive Officer
    Walter J. Gallwas
    Executive Officer
    Jeffrey D. Malec
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    05/07/2014
  • First Sale Date:
    08/01/2000
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $38,446,272
  • Exemptions:
    Rule 506(c)
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Capital Management Partners Inc. 21973 Capital Management Partners Inc. 21973 CA, CO, CT, FL, GA, IA, KS, MD, MA, MO, MT, NV, NJ, NC, OH, PA, TX
Altegris Investment Inc 8258 Altegris Investment Inc 8258 All States
Uhlmann Price Securities LLC 42854 Uhlmann Price Securities LLC 42854 All States
Brookstone Securities, Inc 13366 Brookstone Securities, Inc 13366 All States
Scottsdale Capital Advisors Corp 118786 Scottsdale Capital Advisors Corp 118786 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
ATTAIN SHORT TERM ALPHA FUND, LLCJeffrey D. MalecJeffrey MalecPrincipal, Attain Portfolio Advisors, Manager of the Issuer2014-05-07
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jul. 28, 2016 57997: 0001120177-16-000004 ATTAIN SHORT TERM ALPHA FUND, LLC
Amount Sold: $38,664,811
D/A Jul. 27, 2015 57997: 0001120177-15-000003 ATTAIN SHORT TERM ALPHA FUND, LLC
Amount Sold: $38,549,811
D/A May. 07, 2014 57997: 0001120177-14-000003 ATTAIN SHORT TERM ALPHA FUND, LLC
Amount Sold: $38,446,272
D/A Apr. 16, 2013 57997: 0001120177-13-000001 FALL RIVER FUND
Amount Sold: $38,446,272
D Jun. 22, 2012 57997: 0001120177-12-000001 FALL RIVER FUND
Amount Sold: $15,866,660