EFDID: 99544EFD: View Filing

Issuer: MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc (0001609117) - D/A

Accession: 0001140361-16-073084 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001609117
  • Entity Name:
    MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
  • Entity Type:
    Other
  • Jurisdiction:
    IRELAND
  • Year of Inc:
    Within 5 years (2013)
  • Address:
    33 SIR JOHN ROGERSON'S QUAY
    DUBLIN 2, L2 D2
  • Persons:
    Related Persons 6
    MacKay Shields LLC N/A
    Promoter 
    Investment manager
    Jeffrey Phlegar
    Director
    Lucille Protas
    Director
    Denise Kinsella
    Director
    Eilish Finan
    Director
    Young Lee
    Director
EDGAR: Offering Information
  • Accession Date:
    07/22/2016
  • First Sale Date:
    07/01/2013
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $40,490,325
  • Exemptions:
    Section 3(c)(7), Rule 506
  • Security Type(s):
    Pooled Investment Fund
  • Sales Clarification:
    This figure has been calculated from inception as of the filing date.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
NYLIFE Distributors LLC 35350 None None All States
Therese M. Hernandez 3180225 NYLIFE Distributors LLC 35350 All States
Kirk C. Kashevaroff 2304202 NYLIFE Distributors LLC 35350 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc/s/ Lucille ProtasLucille ProtasDirector2016-07-22
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jul. 19, 2019 99544: 0001567619-19-015015 MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
Amount Sold: $45,101,645
D/A Jul. 20, 2018 99544: 0001140361-18-033023 MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
Amount Sold: $44,464,775
D/A Jul. 21, 2017 99544: 0001140361-17-028373 MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
Amount Sold: $42,668,275
D/A Jul. 22, 2016 99544: 0001140361-16-073084 MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
Amount Sold: $40,490,325
D/A Jul. 22, 2015 99544: 0001140361-15-028295 MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
Amount Sold: $39,390,350
D Jul. 22, 2014 99544: 0001140361-14-029017 MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
Amount Sold: $38,684,000