EFDID: 38047EFD: View Filing

Issuer: WaferGen Bio-systems, Inc. (0001368993) - D

Accession: 0001144204-11-033474 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001368993
  • Entity Name:
    WaferGen Bio-systems, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    NEVADA
  • Year of Inc:
    Over 5 years ago
  • Address:
    7400 PASEO PADRE PARKWAY
    FREMONT, CA 94555
  • Persons:
    Related Persons 9
    Alnoor Shivji
    DirectorExecutive Officer
    Robert Coradini
    Director
    Robert J. Hariri
    Director
    R. Dean Hautamaki
    Director
    Makoto Kaneshiro
    Director
    Joel Kanter
    Director
    Timothy Triche
    Director
    Mona Chadha
    Executive Officer
    Donald Huffman
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    06/01/2011
  • First Sale Date:
    05/25/2011
  • Offering Amount:
    $30,550,000
  • Amount Sold:
    $30,550,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity, Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Oppenheimer & Co. Inc. 249 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Summer Street Research Partners 127142 None None AZ, CA, GA, IL, MD, MA, MS, NY, WI
Madison Williams and Company 149530 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
WaferGen Bio-systems, Inc./s/ Alnoor ShivjiAlnoor ShivjiCEO, President & Chairman of the Board2011-05-31