EFDID: 245796EFD: View Filing

Issuer: Northern Swan Holdings, Inc. (0001716131) - D

Accession: 0001144204-17-046643 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001716131
  • Entity Name:
    Northern Swan Holdings, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    BRITISH COLUMBIA, CANADA
  • Year of Inc:
    Within 5 years (2017)
  • Address:
    33 IRVING PLACE
    SUITE 9022
    NEW YORK, NY 10003
  • Persons:
    Related Persons 2
    Timothy Bernard Tully
    Executive Officer, Director
    Kyle Paul Detwiler
    Executive Officer, Director
EDGAR: Offering Information
  • Accession Date:
    09/05/2017
  • First Sale Date:
    08/18/2017
  • Offering Amount:
    $10,000,033
  • Amount Sold:
    $6,172,589
  • Amount Remaining:
    $3,827,444
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debentures convertible into equity.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, DC, MI, PA, SD, UT
Inactive:CO, GA, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Daniel Freuman 6712347 Exceed Securities, LLC 168935 NY
John Clark Gillen 6712304 Exceed Securities, LLC 168935 NY
Christopher McTammany 6156314 Lamor & Stern, Inc. 10839 NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Northern Swan Holdings, Inc./s/ Timothy TullyTimothy TullyDirector2017-09-05
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Sep. 26, 2017 245796: 0001144204-17-049698 Northern Swan Holdings, Inc.
Offer Amount: $8,444,633
Amount Sold: $8,444,633
D Sep. 05, 2017 245796: 0001144204-17-046643 Northern Swan Holdings, Inc.
Offer Amount: $10,000,033
Amount Sold: $6,172,589
Remaining: $3,827,444