EFDID: 245796EFD: View Filing

Issuer: Northern Swan Holdings, Inc. (0001716131) - D/A

Accession: 0001144204-17-049698 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Northern Swan Holdings, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    BRITISH COLUMBIA, CANADA
  • Year of Inc:
    Within 5 years (2017)
  • Address:
    33 IRVING PLACE
    SUITE 9022

    NEW YORK, NY 10003
  • Persons:
    Related Persons 2
    Timothy Bernard Tully
    Executive Officer, Director
    Kyle Paul Detwiler
    Executive Officer, Director
EDGAR: Offering Information
  • Accession Date:
    09/26/2017
  • First Sale Date:
    08/18/2017
  • Offering Amount:
    $8,444,633
  • Amount Sold:
    $8,444,633
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debentures convertible into equity.
EFD: Current State Notices

Notices found in EFD

Filed:CA, DC, MI, PA, SD, UT
Inactive:CO, GA, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Daniel Freuman 6712347 Exceed Securities, LLC 168935 FL, NY, UT
John Clark Gillen 6712304 Exceed Securities, LLC 168935 FL, NY, UT
Christopher McTammany 6156314 Lamor & Stern, Inc. 10839 CA, CO, DC, NY, PA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Northern Swan Holdings, Inc./s/ Timothy TullyTimothy TullyDirector2017-09-26
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Sep. 26, 2017 245796: 0001144204-17-049698 Northern Swan Holdings, Inc.
Offer Amount: $8,444,633
Amount Sold: $8,444,633
D Sep. 05, 2017 245796: 0001144204-17-046643 Northern Swan Holdings, Inc.
Offer Amount: $10,000,033
Amount Sold: $6,172,589
Remaining: $3,827,444