EFDID: 12494EFD: View Filing

Issuer: Sterne Agee Asia Fund L P (0001381287) - D/A

Accession: 0001209191-10-017293 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001381287
  • Entity Name:
    Sterne Agee Asia Fund L P
  • Entity Type:
    Limited Partnership
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2006)
  • Address:
    3060 Peachtree Road, N.W.
    Suite 1815
    Atlanta, GA 30305
  • Persons:
    Related Persons 5
    n/a Sterne Agee Asset Management, Inc.
    Executive OfficerDirector
    W. A. Ruch, III
    Executive OfficerDirector
    K. Brian Barze
    Executive Officer
    T. Jerry Harris
    Executive OfficerDirector
    Andrew R. Chambless
    Executive OfficerDirector
EDGAR: Offering Information
  • Accession Date:
    03/16/2010
  • First Sale Date:
    11/01/2006
  • Offering Amount:
    $25,000,000
  • Amount Sold:
    $11,125,525
  • Amount Remaining:
    $13,874,475
  • Exemptions:
    Section 3(c)(1) , Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Shollmier, Dudley 1750651 Sterne, Agee & Leach, Inc. 791 AR, TX
Barrow, Craig 13636 Sterne, Agee & Leach, Inc. 791 CT, GA, NY, SC
Martin, Vincent 1296599 Sterne, Agee & Leach, Inc. 791 GA
Barrow, David 13639 Sterne, Agee & Leach, Inc. 791 GA
Lee, Alonzo 305135 Sterne, Agee & Leach, Inc. 791 AL
Lynn, Henry 315266 Sterne, Agee & Leach, Inc. 791 AL
Poe, Hoke 1820278 Sterne, Agee & Leach, Inc. 791 AL
Ruch, Trey 2761014 Sterne, Agee & Leach, Inc. 791 AL
Johnson, Mat 259903 Sterne, Agee & Leach, Inc. 791 AL
McElroy, Taylor 4707879 Sterne, Agee & Leach, Inc. 791 AL
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
sterne agee asia fund l p/s/ W. A. Ruch, IIIW. A. Ruch, IIICEO of Sterne Agee Asset Mgmt, Inc., as G P of the issuer2010-03-16
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Nov. 22, 2011 12494: 0001381287-11-000001 Sterne Agee Asia Fund L P
Offer Amount: $25,000,000
Amount Sold: $10,430,430
Remaining: $14,569,570
D/A Mar. 16, 2010 12494: 0001209191-10-017293 Sterne Agee Asia Fund L P
Offer Amount: $25,000,000
Amount Sold: $11,125,525
Remaining: $13,874,475