EFDID: 22255EFD: View Filing

Issuer: NETREIT (1080657 ) - D/A

Accession: 0001209191-10-042546 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    1080657
  • Entity Name:
    NETREIT
  • Entity Type:
    Corporation
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Over 5 years ago
  • Address:
    NetREIT, Inc.
    1282 Pacific Oaks Place
    Escondido, CA 92029
  • Persons:
    Related Persons 8
    Jack Kendrick Heilbron
    Executive OfficerDirector
    Kenneth Wayne Elsberry
    Executive OfficerDirector
    William Henry Allen
    Director
    David Gene Bruen
    Director
    Larry Gene Dubose
    Director
    Sumner James Rollings
    Director
    Thomas Edward Schwartz
    Director
    Bruce Atwater Staller
    Director
EDGAR: Offering Information
  • Accession Date:
    08/13/2010
  • First Sale Date:
    10/15/2007
  • Offering Amount:
    $200,000,000
  • Amount Sold:
    $67,000,000
  • Amount Remaining:
    $133,000,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
n/a None Alternative Wealth Strategies, Inc. 130933 NJ
Lew Newton 2040901 American Equity Investment Corp. 40199 KY, MO
Anthony Kulhanek 1977093 Bennett Ross, Inc. 42850 TX
n/a None Berthel Fisher & Co. 13609 AZ, GA, IA, LA, MN, MO, TX
Jamie Ellis 2246996 Calton & Associates, Inc. 20999 CO
n/a None Cape Securities, Inc. 7072 AL, AK, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MS, MO, MT, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY, PR
Jerry Adams 822763 Capital Growth Resources 7779 TX
n/a None Capwest Securities, Inc. 30002 CA, CO, VA
n/a None Centaurus Financial, Inc. 30833 CA, CO, FL, MD, MI, TX, WI
Chester Harris 500745 Chester Harris & Co. 7116 NY
David Harris 500413 Chester Harris & Co. 7116 NY
n/a None Crown Capital Securities, L.P. 6312 CA, LA, MI, NY
David Harris 500413 David Harris & Co. 45670 NY
Chester Harris 500745 David Harris & Co. 45670 NY
n/a None Direct Capital Securities 29639
n/a None EDI Financial Inc. 15699 All States
n/a None Financial Advisors of America, LLC 142170 AL, AK, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
n/a None Fortune Securities, Inc. 40821 CA, CO
Henry Kochan 1622084 Girard Securities, Inc. 18697 NJ
Richard Woollen 1342719 Harrison Douglas, Inc. 16515 AZ, CA, CO, CT, FL, IN, LA, MD, MN, MO, NE, NY, NC, OH, SC, TN, VA, WY
n/a None IMS Securities, Inc. 35567 CA, FL, MI, OH, OR, TX
Douglas Shaner 1699415 Independent Financial Group, LLC 7717 CA
Zoltan Posa 4277093 Independent Financial Group, LLC 7717 CA
William Lowell 1158722 Lowell and Co., Inc. 24913 TX
Terry Gertge 2956582 MCL Financial Group, Inc. 41180 CO
R. William Manning 4493368 MCL Financial Group, Inc. 41180 CO
Gene Walter 851987 MCL Financial Group, Inc. 41180 CO
Yi-Chen Yang 4024717 MCL Financial Group, Inc. 41180 CO
David Carpinello 3256507 MCL Financial Group, Inc. 41180 CO
Paul Berkemper 2222925 National Planning Corp. 29604 MO
John Moriarty 2720704 National Planning Corp. 29604 MO
n/a None Newbridge Securities Corp. 104065 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, PR
Steven Brodt 1757324 Newport Coast Securities, Inc. 16944 NY
Ray Kim 4446196 Newport Coast Securities, Inc. 16944 CA
Aaron Heimowitz 241866 Newport Coast Securities, Inc. 16944 NY
James Kent, Jr. 2255753 Newport Coast Securities, Inc. 16944 FL
Scot Barringer 1385168 Newport Coast Securities, Inc. 16944 CO
Bruce Beetz 1527269 Oak Tree Securities 18126 CA
n/a None Omni Brokerage, Inc. 16878 AZ, FL, GA, IN, OH
n/a None Private Asset Group, Inc. 142541 CA, UT
Ivan Norman 349137 Regal Securities, Inc. 7297 NY
n/a None Sammons Securities Co. LLC 115368 CA, CO, FL, IN, KY, UT
n/a None Sigma Financial Corporation 14303 CA, IL, IN, MD, MI, NJ, NY, OH, TX
n/a None Steven Falk & Assoc., Inc. 14297 AZ, CA, CO, CT, DC, FL, IL, MD, MA, MI, MO, NV, NH, NY, OR, PA, RI, TX, UT, VA, WA, WI
Mark Tidwell 2612587 Sunbelt Securities 42180 TX
Michael Ruff 1988736 Sunset Financial Services, Inc. 3538 TX
n/a None United Equity Securities LLC 47261 AZ, AR, CA, CO, CT, FL, GA, HI, IL, IN, IA, KS, KY, LA, MD, MI, MN, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SD, TX, VA, WA, WI, WY
n/a None VSR Financial Services, Inc. 14503 CA, CO, DC, FL, GA, IL, IN, IA, KS, LA, MA, MN, MO, NE, NH, NJ, NY, NC, OH, OK, SC, TN, TX, VT, VA, WA
F.J. Wainscott 1011317 Waterford Investor Services 46227 FL
Dell Raymond Hughes 1804123 Wilbanks Securities, Inc. 40673 OK
William Brooks 4856808 Wilbanks Securities, Inc. 46227 DE, OK
Sang Shin 4411872 Wilbanks Securities, Inc. 40673 IL
Jeremy Winters 4441549 Wilbanks Securities, Inc. 46227 GA
Les Anderson 873403 Wilson-Davis & Co., Inc. 3777 UT
n/a None (Wilson) Williams Financial Group 22704 OK, TX
Vernon Lucas Albright 1346110 Workman Securities Corp. 31898 CA, CO, IL
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NetREIT/s/ Jack K. HeilbronJack K. HeilbronChairman and CEO2010-08-12
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Aug. 24, 2011 22255: 0001080657-11-000010 NETREIT, INC.
Offer Amount: $200,000,000
Amount Sold: $82,400,000
Remaining: $117,600,000
D/A Aug. 13, 2010 22255: 0001209191-10-042546 NETREIT
Offer Amount: $200,000,000
Amount Sold: $67,000,000
Remaining: $133,000,000