EFDID: 44778EFD: View Filing

Issuer: PUTNEY INC (0001397602) - D

Accession: 0001397602-11-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001397602
  • Entity Name:
    PUTNEY INC
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2006)
  • Address:
    400 CONGRESS STREET
    SUITE 200
    PORTLAND, ME 04101
  • Persons:
    Related Persons 8
    Jean Hoffman
    Executive OfficerDirector
    John Berry
    Executive Officer
    Barry R. Edwards
    Director
    Shyam S. Bhartia
    Director
    B. Lance Sauerteig
    Director
    E. Thomas Corcoran
    Director
    Bruce L. Downey
    Director
    James A. Datin
    Director
EDGAR: Offering Information
  • Accession Date:
    10/13/2011
  • First Sale Date:
    09/28/2011
  • Offering Amount:
    $20,980,258
  • Amount Sold:
    $20,724,360
  • Amount Remaining:
    $255,898
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    In addition to the amount sold above, the Issuer has issued $255,898 of securities under Regulation S to 3 investors; as a result $0 remains to be sold.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
First Analysis Securities Corporation 10446 First Analysis Securities Corporation 10446 AZ, CA, CT, FL, IL, MA, NV, NJ, NY, NC, OR, PA, RI, UT
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
PUTNEY INC/s/ Jean HoffmanJean HoffmanPresident and Chief Executive Officer2011-10-12