|
Sanders Morris Harris Inc.
|
20580
|
Sanders Morris Harris Inc.
|
20580
|
All States
|
|
FSC Securities Corporation
|
7461
|
FSC Securities Corporation
|
7461
|
All States
|
|
H. Beck, Inc.
|
1763
|
H. Beck, Inc.
|
1763
|
All States
|
|
Multi-Financial Securities Corporation
|
10299
|
Multi-Financial Securities Corporation
|
10299
|
All States
|
|
Uhlmann Price Securities, LLC
|
42854
|
Uhlmann Price Securities, LLC
|
42854
|
All States
|
|
Intercarolina Financial Services, Inc.
|
19475
|
Intercarolina Financial Services, Inc.
|
19475
|
AL, AR, CA, CO, FL, GA, KS, KY, LA, MD, NJ, NY, NC, OH, PA, SC, TN, TX, VA, WA, WV, WI
|
|
National Financial Services, LLC
|
13041
|
National Financial Services, LLC
|
13041
|
All States
|
|
Charles Schwab & Co., Inc.
|
5393
|
Charles Schwab & Co., Inc.
|
5393
|
All States
|
|
Wells Fargo Advisors, LLC
|
19616
|
Wells Fargo Advisors, LLC
|
19616
|
All States
|
|
BFT Financial Group, LLC
|
109121
|
BFT Financial Group, LLC
|
109121
|
AZ, AR, CA, CO, DC, GA, HI, IL, IN, IA, KS, LA, MD, MN, MO, NE, NV, NJ, NM, NY, NC, OH, OK, PA, TX, UT, VA, WI
|
|
PrimeVest Financial Services, Inc.
|
15340
|
PrimeVest Financial Services, Inc.
|
15340
|
All States
|
|
Pavek Investments, Inc.
|
15791
|
Pavek Investments, Inc.
|
15791
|
All States
|
|
Polar Investment Council
|
42847
|
Polar Investment Council
|
42847
|
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
The Strategic Financial Alliance, Inc.
|
126514
|
The Strategic Financial Alliance, Inc.
|
126514
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Pacific West Securities, Inc.
|
6390
|
Pacific West Securities, Inc.
|
6390
|
All States
|
|
Futures Investment Company
|
42402
|
Futures Investment Company
|
42402
|
AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Heritage Financial Systems Inc.
|
133019
|
Heritage Financial Systems Inc.
|
133019
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
|
|
Geneos Wealth Management, Inc.
|
12089
|
Geneos Wealth Management, Inc.
|
120894
|
All States
|
|
Thomas McDonald Partners, LLC
|
135414
|
Thomas McDonald Partners, LLC
|
135414
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KY, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NY, NC, ND, OH, OR, PA, SC, TN, TX, UT, VT, VA, WA, WV, WI
|
|
Alternative Wealth Strategies, Inc.
|
130933
|
Alternative Wealth Strategies, Inc.
|
130933
|
CA, DC, ME, NV, NH, NJ, NY, RI, VA, WV
|
|
Cambridge Investment Research, Inc.
|
39543
|
Cambridge Investment Research, Inc.
|
39543
|
All States
|
|
American Portfolios Financial Services, Inc.
|
18487
|
American Portfolios Financial Services, Inc.
|
18487
|
All States
|
|
James Luippold
|
3031318
|
First Allied Securities, Inc.
|
32444
|
AZ, CA, IL, IN, NV, NC, SC, TX, WA
|
|
Sean Agahi
|
2448745
|
First Allied Securities, Inc.
|
32444
|
AZ, CA, CO, GA, IN, NV, TX, WA
|
|
Securities America, Inc.
|
10205
|
Securities America, Inc.
|
10205
|
All States
|
|
Tricor Financial, LLC
|
142518
|
Tricor Financial, LLC
|
142518
|
AK, AZ, CA, CO, DE, FL, HI, ID, IL, IN, IA, KS, KY, MD, MA, MI, MT, NV, NJ, NY, OH, OK, OR, SC, TN, TX, UT, VA, WA, WI, WY
|
|
The (Wilson) Williams Financial Group, Inc.
|
22704
|
The (Wilson) Williams Financial Group, Inc.
|
22704
|
All States
|
|
Naples AIS, Inc.
|
142927
|
Naples AIS, Inc.
|
142927
|
CA, FL, GA, IL, MA, MI, MO, NJ, NY, NC, OH, TX
|
|
SCF Securities, Inc.
|
47275
|
SCF Securities, Inc.
|
47275
|
AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NY, NC, OH, OK, OR, PA, RI, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
C.K. Cooper & Company, Inc.
|
106578
|
C.K. Cooper & Company, Inc.
|
106578
|
AZ, AR, CA, CO, CT, DE, FL, GA, HI, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MO, NV, NJ, NY, NC, ND, OH, OK, OR, PA, TX, VA, WA, WV, WI, WY
|
|
Silver Oak Securities, Incorporated
|
46947
|
Silver Oak Securities, Incorporated
|
46947
|
AL, AZ, AR, CA, CO, CT, DE, FL, GA, IL, IN, IA, KS, KY, MD, MA, MI, MN, MS, MO, MT, NV, NH, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI
|
|
Steven A. Kohn & Associates, Ltd
|
41067
|
Steven A. Kohn & Associates, Ltd.
|
41067
|
AZ, CA, CO, CT, FL, ID, IL, IA, MA, MI, MN, MO, NV, NJ, NY, OH, OR, PA, TX, VA, WA, WI
|
|
Capital Guardian, LLC
|
137919
|
Capital Guardian, LLC
|
137919
|
All States
|
|
Sterling Enterprise Group, Inc.
|
44915
|
Sterling Enterprise Group, Inc.
|
44915
|
AL, CA, CO, CT, FL, GA, IN, KY, MD, MA, MI, MN, MO, NE, NJ, NY, NC, OH, TX, VA, WA, WI
|
|
Purshe Kaplan Sterling
|
35747
|
Purshe Kaplan Sterling
|
35747
|
All States
|
|
John T. Studnicky
|
1722691
|
BrokersXpress, LLC
|
127081
|
AL, CA, CT, FL, GA, ME, MD, MS, NJ, NM, NY, OH, PA, TN, TX, VT, VA
|
|
VSR Financial Services, Inc.
|
14503
|
VSR Financial Services, Inc.
|
14503
|
All States
|