EFDID: 235378EFD: View Filing

Issuer: Aerpio Pharmaceuticals, Inc. (0001422142) - D

Accession: 0001422142-17-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001422142
  • Entity Name:
    Aerpio Pharmaceuticals, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    9987 CARVER ROAD
    CINCINNATI, OH 45242
  • Persons:
    Related Persons 11
    Joseph Gardner
    Executive Officer, Director
    Muneer Satter
    Director
    Paul M. Weiss
    Director
    Caley Castelein
    Director
    Anupam Dalal
    Director
    Steven Prelack
    Director
    Chau Khuong
    Director
    Pravin Dugel
    Director
    James Murphy
    Executive Officer
    Kevin G. Peters
    Executive Officer
    Stephen Pakola
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/30/2017
  • First Sale Date:
    03/15/2017
  • Offering Amount:
    $41,835,597
  • Amount Sold:
    $41,835,597
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    A portion of the overall offering amount was comprised of warrants to purchase common stock of Aerpio Pharmaceuticals, Inc.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, IN, KS, MD, ME, MI, MN, MO, NJ, OK, OR, PA, RI, TN, TX, UT, VA, WI, WY
Inactive:GA, IL, NE, NV, OH, SC, VT, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Raymond James & Associates, Inc. 705 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
National Securities Corporation 7569 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Katalyst Securities LLC 112494 None None AL, AK, AZ, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NV, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TX, UT, VT, VA, WA, WV, WI
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Aerpio Pharmaceuticals, Inc./s/Joseph H. GardnerJoseph H. GardnerPresident & CEO2017-03-30