EFDID: 149264EFD: View Filing

Issuer: SMARTFINANCIAL INC. (0001038773) - D

Accession: 0001434890-15-000016 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001038773
  • Entity Name:
    SMARTFINANCIAL INC.
  • Entity Type:
    Corporation
  • Jurisdiction:
    TENNESSEE
  • Year of Inc:
    Over 5 years ago
  • Address:
    5401 KINGSTON PIKE
    SUITE 600
    KNOXVILLE, TN 37919
  • Persons:
    Related Persons 18
    William Y. Carroll, Jr.
    Executive Officer, Director
    C. Bryan Johnson
    Executive Officer
    William Y. Carroll, Sr.
    Executive Officer, Director
    Nathaniel F. Hughes
    Executive Officer
    John H. Coxwell, Sr.
    Executive Officer
    Gary W. Petty, Jr.
    Executive Officer
    Victor L. Barrett
    Director
    Ted C. Miller
    Director
    David A. Ogle
    Director
    Keith E. Whaley
    Director
    Geoffrey A. Wolpert
    Director
    W. Miller Wellborn
    Executive Officer, Director
    Monique P. Berke
    Director
    Frank S. McDonald
    Director
    Doyce G. Payne
    Director
    Felicia F. Barbee
    Executive Officer
    Gregory L. Davis
    Executive Officer
    Rhett D. Jordan
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    09/14/2015
  • First Sale Date:
    08/28/2015
  • Offering Amount:
    $14,600,000
  • Amount Sold:
    $11,170,535
  • Amount Remaining:
    $3,429,465
  • Exemptions:
    Rule 506(c)
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Hovde Group, LLC 25425 Hovde Group, LLC 25425 AL, CA, CT, FL, GA, IL, MD, MA, MN, MO, NV, NY, OH, PA, TN, TX, WA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
SMARTFINANCIAL INC.Nathaniel F. HughesNathaniel F. HughesExecutive Vice President, Investment Officer2015-09-14