EFDID: 66113EFD: View Filing

Issuer: SMITH ELECTRIC VEHICLES CORP. (0001455900) - D

Accession: 0001455900-12-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001455900
  • Entity Name:
    SMITH ELECTRIC VEHICLES CORP.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2009)
  • Address:
    12200 N.W. AMBASSADOR DRIVE
    SUITE 326
    KANSAS CITY, MO 64163
  • Persons:
    Related Persons 11
    Bryan Hansel
    Executive OfficerDirector
    Paul Geist
    Executive Officer
    Robin Mackie
    Executive OfficerDirector
    Geoffrey Allison
    Executive Officer
    Daniel Bunting
    Executive Officer
    Douglas Fleming
    Executive Officer
    Robert Schuller
    Executive Officer
    Robert Druten
    Director
    Darren Kell
    Director
    John F. Smith
    Director
    Thomas Stallkamp
    Director
EDGAR: Offering Information
  • Accession Date:
    12/12/2012
  • First Sale Date:
    11/28/2012
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $23,860,014
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
  • Sales Clarification:
    (b) Total Amount Sold includes $20,261,917 sold in reliance on Rule 506 and $3,598,097 sold under Reg. S, and reflects $4,500,000 in cash proceeds and $19,360,014 principal amount issued in exchange for previously outstanding securities.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Potomac Asset Management Company, Inc. 105730 Potomac Capital Markets, LLC 39800 MD, VA
Greentech Capital Asvisors Securities, LLC 149644 None None IL, MD, VA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
SMITH ELECTRIC VEHICLES CORP.Paul GeistPaul GeistChief Financial Officer2012-12-12
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 02, 2013 66113: 0001455900-13-000001 SMITH ELECTRIC VEHICLES CORP.
Amount Sold: $27,759,990
D/A Mar. 02, 2013 66113: 0001455900-13-000002 SMITH ELECTRIC VEHICLES CORP.
Amount Sold: $27,759,990
D Dec. 12, 2012 66113: 0001455900-12-000002 SMITH ELECTRIC VEHICLES CORP.
Amount Sold: $23,860,014