|
J.P. Morgan Clearing Corp.
|
28432
|
None
|
None
|
All States
|
|
Altegris Investments, Inc
|
8258
|
None
|
None
|
All States
|
|
Berthel, Fisher & Company Financial Services, Inc.
|
13609
|
None
|
None
|
All States
|
|
Cambridge Investment Research, Inc.
|
39543
|
None
|
None
|
All States
|
|
Campbell Financial Services, Inc.
|
42953
|
None
|
None
|
MD
|
|
Capital Analysts Incorporated
|
5478
|
None
|
None
|
All States
|
|
Morgan Stanley Smith Barney LLC
|
149777
|
None
|
None
|
All States
|
|
Commonwealth Financial Network
|
8032
|
None
|
None
|
All States
|
|
Confidential Management Financial Services, Inc.
|
18214
|
None
|
None
|
AZ, CO, FL, MI, NC
|
|
Lincoln Financial Advisors Corporation
|
3978
|
None
|
None
|
All States
|
|
First Allied Securities, Inc.
|
32444
|
None
|
None
|
All States
|
|
FSC Securities Corporation
|
7461
|
None
|
None
|
All States
|
|
H. Beck, Inc.
|
1763
|
None
|
None
|
All States
|
|
JAE Investments, Inc.
|
42807
|
None
|
None
|
FL, NJ, NY
|
|
IMS Securities, Inc.
|
35567
|
None
|
None
|
All States
|
|
Morgan Keegan & Company, Inc.
|
4161
|
None
|
None
|
All States
|
|
Northeast Securities, Inc.
|
25996
|
None
|
None
|
All States
|
|
Pacific West Securities, Inc.
|
6390
|
None
|
None
|
All States
|
|
Polar Investment Counsel, Inc.
|
42847
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Raymond James & Associates, Inc.
|
705
|
None
|
None
|
All States
|
|
RBC Capital Markets Corporation
|
31194
|
None
|
None
|
All States
|
|
Royal Alliance Associates, Inc.
|
23131
|
None
|
None
|
All States
|
|
Sanders Morris Harris Inc.
|
20580
|
None
|
None
|
All States
|
|
Scott & Stringfellow, Inc.
|
6255
|
None
|
None
|
All States
|
|
Securities America, Inc.
|
10205
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
SII Investments, Inc.
|
2225
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Steben & Company, Inc.
|
117808
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Stephen A. Kohn & Associates, Ltd.
|
41067
|
None
|
None
|
AZ, CA, CO, CT, FL, ID, IL, MA, MI, MN, NV, NY, NC, OH, OR, WA
|
|
UBS Financial Services, Inc.
|
8174
|
None
|
None
|
All States
|
|
Uhlmann Price Securities, LLC
|
42854
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
VSR Financial Services, Inc.
|
14503
|
None
|
None
|
All States
|
|
LPL Financial Corporation
|
6413
|
None
|
None
|
All States
|
|
M Holdings Securities, Inc.
|
43285
|
None
|
None
|
All States
|
|
Prospera Financial Services
|
10740
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Wells Fargo Advisors Financial Network, LLC
|
11025
|
None
|
None
|
All States
|
|
Geneos Wealth Management
|
120894
|
None
|
None
|
All States
|
|
Wells Fargo Advisors, LLC
|
19616
|
None
|
None
|
All States
|
|
Stifel, Nicolaus & Company, Incorporated
|
793
|
None
|
None
|
All States
|
|
Credit Suisse Securities (USA) LLC
|
816
|
None
|
None
|
All States
|
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
7691
|
None
|
None
|
All States
|
|
Stephens, Inc.
|
3496
|
None
|
None
|
All States
|
|
SagePoint Financial Inc.
|
133763
|
None
|
None
|
All States
|
|
Multi-Financial Securities Corporation
|
10299
|
None
|
None
|
All States
|
|
Janney Montgomery Scott, LLC
|
463
|
None
|
None
|
All States
|
|
Purshe, Kaplan, Sterling Investments
|
35747
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Portfolio Resources Group, Inc.
|
31155
|
None
|
None
|
AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, KS, KY, ME, MD, MA, MI, MT, NV, NH, NJ, NM, NY, NC, OH, OR, PA, SC, TN, TX, VT, VA, WA, WI
|
|
Wunderlich Securities, Inc.
|
2543
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
ING Financial Partners, Inc.
|
2882
|
None
|
None
|
All States
|
|
Hilliard Lyons
|
453
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Robert W. Baird & Co. Inc.
|
8158
|
None
|
None
|
All States
|
|
DeWaay Financial Network LLC
|
30767
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Triad Advisors, Inc.
|
25803
|
None
|
None
|
All States
|
|
USA Financial Securities Corporation
|
103857
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Winslow Evans & Crocker Inc.
|
29686
|
None
|
None
|
AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Ameriprise Financial Services, Inc.
|
6363
|
None
|
None
|
All States
|
|
David A. Noyes & Company
|
205
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Summit Brokerage Services, Inc.
|
34643
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Davenport & Company LLC
|
1588
|
None
|
None
|
All States
|
|
Investment Centers of America, Inc.
|
16443
|
None
|
None
|
All States
|
|
Girard Securities, Inc.
|
18697
|
None
|
None
|
All States
|
|
Thurston Springer Miller Herd & Titak, Inc.
|
8478
|
None
|
None
|
AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Silver Oak Securities, Incorporated
|
46947
|
None
|
None
|
AL, AZ, AR, CA, CO, CT, DE, FL, GA, IL, IN, IA, KS, KY, MD, MA, MI, MN, MS, MO, MT, NV, NH, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI
|
|
J.P. Turner & Company, L.L.C.
|
43177
|
None
|
None
|
All States
|
|
Benjamin F. Edwards & Co. Inc.
|
146936
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Wedbush Morgan Securities Inc.
|
877
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Spire Securities LLC
|
144131
|
None
|
None
|
AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MO, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Thomas McDonald Partners, LLC
|
135414
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NY, NC, ND, OH, OR, PA, SC, TN, TX, UT, VT, VA, WA, WV, WI
|
|
Exos Securities, LLC
|
147909
|
None
|
None
|
AZ, CA, CO, ID, MD, MA, MI, MO, NJ, NM, NY, NC, PA, VA, WA
|
|
American Portfolios Financial Services, Inc.
|
18487
|
None
|
None
|
All States
|
|
Cantella & Co., Inc.
|
13905
|
None
|
None
|
All States
|
|
Futures Investment Company
|
42402
|
None
|
None
|
AL, AZ, CA, CO, DC, FL, GA, IL, IN, IA, LA, MI, MO, NE, NY, NC, OH, OK, OR, SC, SD, TX, UT, VA, WA, WI, WY
|
|
Tricor Financial, LLC
|
142518
|
None
|
None
|
AL, AR, CA, CO, CT, DE, FL, HI, ID, IL, IN, IA, KS, KY, MD, MA, MI, MO, NV, NJ, NY, OH, OK, OR, SC, TN, TX, UT, VA, WA, WI, WY
|