EFDID: 5601EFD: View Filing

Issuer: Thompson/Morgan Baton Rouge I, DST (0001466589) - D/A

Accession: 0001466589-09-000006 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001466589
  • Entity Name:
    Thompson/Morgan Baton Rouge I, DST
  • Entity Type:
    Business Trust
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    1900 MAIN STREET
    SUITE 700
    IRVINE, CA 92614
  • Persons:
    Related Persons 5
    Anthony W. Thompson
    Executive Officer 
    Managing Member and CEO of Sponsor - Thompson National Properties, LLC
    Jack R. Maurer
    Executive Officer 
    Vice Chairman and Partner of Sponsor - Thompson National Properties, LLC
    Greg Genovese
    Executive Officer 
    President, Securities Division of Sponsor - Thompson National Properties, LLC
    Johanna Howard
    Executive Officer 
    Chief Financial Officer of Sponsor - Thompson National Properties, LLC
    Darryll Goodman
    Executive Officer 
    Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC
EDGAR: Offering Information
  • Accession Date:
    10/06/2009
  • First Sale Date:
    06/11/2009
  • Offering Amount:
    $21,200,000
  • Amount Sold:
    $8,316,461
  • Amount Remaining:
    $12,883,539
  • Exemptions:
    Section 3(c)(1) , Investment Company Act Section 3(c) , Rule 506 , Section 3(c)(5)
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
John Azodi 3061934 Berthel, Fisher and Company Financial Services, Inc. 13609 AZ, CA, FL, IL, IN, IA, KS, MN, MO, NE, NY, OH, PA, TX, VT, VA
Larry I. Behrends 16971 Workman Securities Corporation 31989 AZ, CA, CO, CT, DC, GA, ID, IN, IA, MD, NE, NV, NH, NM, NC, ND, OK, OR, PA, SD, TX, UT, WA, WY
Tracy R. Turner 1385745 Private Asset Group, Inc. 142541 AZ
Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 All States
John P. Harvey, Jr. 4227692 Omni Brokerage, Inc. 16878 CA, FL, IL, MA, NJ, NY, OR, TX
Mark S. Mourick 867435 Gramercy Securities, Inc. 8177 AZ, CA, CO, FL, HI, OH, OK, OR, UT, VT, VA, WA
Richard D. Beltz 4906022 Berthel, Fisher and Company Financial Services, Inc. 13609 AZ, FL, IA, MN
Brian S. Schimpf 5062867 Berthel, Fisher and Company Financial Services, Inc. 13609 MN
M. Gene Walter 851987 MCL Financial Group, Inc. 41180 AZ, CA, CO, FL, GA, IL, IN, LA, MN, MT, NE, NV, NM, NY, OK, PA, SC, TN, TX, VA, WA, WY
Stephen A. Pierce 2170820 GunnAllen Financial, Inc. 17609 AL, CA, CO, FL, GA, ID, LA, ME, MS, NC, OH, SD, TX, VA, WA
Paul A. Conte 4803177 Alternative Wealth Strategies, Inc. 130993 CA, MA, PA
Richard J. Maciasz 1678609 GunnAllen Financial, Inc. 17609 AL, AR, CA, FL, LA, MS, TX
Stuart C. Chamberlin, Jr. 1549351 GunnAllen Financial, Inc. 17609 AL, AZ, CA, CT, FL, GA, IL, KS, MD, MA, MN, MO, NJ, NM, NY, NC, OH, PA, SC, TX, VA
Karl R. Norman 349146 Questar Capital Corporation 43100 AZ, FL, IL, MN, WI
Bradley D. McCord 5435128 Private Asset Group, Inc. 142541 AL, AZ, CA, FL, HI, PA, WY
Lisa Y. del Rio 5039684 Direct Capital Securities, Inc. 29639 AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, TX, UT, VT, VA, WA, WI
Robert L. Johnson 1570308 Questar Capital Corporation 43100 CA, CT, FL, IN, KY, MI, NC, OH, OR, TX, WA
Ashlee R. Turner 5467536 Private Asset Group, Inc. 142541 AL, CA, CO, FL, HI
Gary L. Chapman 5244594 Bethel, Fisher and Company Financial Services, Inc. 13609 CA, IL, IN
Lewis M. Savage 4716737 Direct Capital Securities, Inc. 29639 CA, FL
Ronald J. Farner 2335915 National Securities Corporation 7569 AZ, CA, ID, IA, NH, OR, SC, TX, WA
Michael J. Blackmore 2879954 Sammons Securities Company, LLC 115368 CO, KS, LA, MO
Jimmy D. Weishaar 2537959 Sammons Securities Company, LLC 115368 CO, ID, KS, MO
Warren A. Wedepohl 4581750 Pavek Investments Inc. 15791 CT, FL, IL, MN, WI
Derek J. Elrod 4793202 Sloan Securities Corp. 17930 AZ, CA, FL, NV
Robert A. Horning 2311640 Centaurus Financial, Inc. 30833 CA, NV
Robert Muldoon 2664336 Omni Brokerage, Inc. 16878 CA, DE, DC, KY, MD, NH, NC, SC, TN, VA, WV
James M. Mohan 2449709 Sammons Securities Company, LLC 115368 CO, ID, KS, MO
Brian D. Vosberg 4476509 Centaurus Financial, Inc. 30833 CA
Joseph R. Broadbent 3132498 Omni Brokerage, Inc. 16878 AZ, AR, CA, CO, CT, FL, HI, ID, IL, KY, ME, MD, MN, MO, MT, NV, NM, NY, OR, PA, UT
F. Brian Tanner 5038888 Omni Brokerage, Inc. 16878 CO
Robert G. Tatum 1936605 BancorpSouth Investment Services, Inc. 46259 AL, FL, LA, MA, NC, TX
Robert D. Russell 4667804 Kalos Capital, Inc. 44337 AL, KY, OH, SC
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Thompson/Morgan Baton Rouge I, DSTAnthony W. ThompsonAnthony W. ThompsonManaging Member and CEO of Sponsor2009-10-06
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jul. 29, 2010 5601: 0001466589-10-000003 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $20,985,800
Remaining: $214,200
D/A Jan. 22, 2010 5601: 0001466589-10-000001 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $14,141,829
Remaining: $7,058,171
D/A Nov. 12, 2009 5601: 0001466589-09-000008 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $9,599,961
Remaining: $11,600,039
D/A Oct. 14, 2009 5601: 0001466589-09-000007 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $8,609,961
Remaining: $12,590,039
D/A Oct. 06, 2009 5601: 0001466589-09-000006 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $8,316,461
Remaining: $12,883,539