EFDID: 5601EFD: View Filing

Issuer: Thompson/Morgan Baton Rouge I, DST (0001466589) - D/A

Accession: 0001466589-10-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001466589
  • Entity Name:
    Thompson/Morgan Baton Rouge I, DST
  • Entity Type:
    Business Trust
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    1900 MAIN STREET
    SUITE 700
    IRVINE, CA 92614
  • Persons:
    Related Persons 5
    Anthony W. Thompson
    Executive Officer
    Jack R. Maurer
    Executive Officer
    Greg Genovese
    Executive Officer
    Johanna Howard
    Executive Officer
    Darryll Goodman
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    07/29/2010
  • First Sale Date:
    06/11/2009
  • Offering Amount:
    $21,200,000
  • Amount Sold:
    $20,985,800
  • Amount Remaining:
    $214,200
  • Exemptions:
    Section 3(c)(1) , Investment Company Act Section 3(c) , Rule 506 , Section 3(c)(5)
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Larry I. Behrends 16971 Workman Securities Corporation 31989 AZ, CA, CO, CT, DC, GA, ID, IN, IA, MD, NE, NV, NH, NM, NC, ND, OK, OR, PA, SD, TX, UT, WA, WY
Tracy R. Turner 1385745 Private Asset Group, Inc. 142541 AZ
Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 All States
John P. Harvey, Jr. 4227692 Omni Brokerage, Inc. 16878 CA, FL, IL, MA, NJ, NY, OR, TX
Mark S. Mourick 867435 Gramercy Securities, Inc. 8177 AZ, CA, CO, FL, HI, OH, OK, OR, UT, VT, VA, WA
M. Gene Walter 851987 MCL Financial Group, Inc. 41180 AZ, CA, CO, FL, GA, IL, IN, LA, MN, MT, NE, NV, NM, NY, OK, PA, SC, TN, TX, VA, WA, WY
Stephen A. Pierce 2170820 GunnAllen Financial, Inc. 17609 AL, CA, CO, FL, GA, ID, LA, ME, MS, NC, OH, SD, TX, VA, WA
Paul A. Conte 4803177 Alternative Wealth Strategies, Inc. 130993 CA, MA, PA
Richard J. Maciasz 1678609 GunnAllen Financial, Inc. 17609 AL, AR, CA, FL, LA, MS, TX
Stuart C. Chamberlin, Jr. 1549351 GunnAllen Financial, Inc. 17609 AL, AZ, CA, CT, FL, GA, IL, KS, MD, MA, MN, MO, NJ, NM, NY, NC, OH, PA, SC, TX, VA
Karl R. Norman 349146 Questar Capital Corporation 43100 AZ, FL, IL, MN, WI
Bradley D. McCord 5435128 Private Asset Group, Inc. 142541 AL, AZ, CA, FL, HI, PA, WY
Lisa Y. del Rio 5039684 Direct Capital Securities, Inc. 29639 AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, TX, UT, VT, VA, WA, WI
Robert L. Johnson 1570308 Questar Capital Corporation 43100 CA, CT, FL, IN, KY, MI, NC, OH, OR, TX, WA
Ashlee R. Turner 5467536 Private Asset Group, Inc. 142541 AL, CA, CO, FL, HI
Lewis M. Savage 4716737 Direct Capital Securities, Inc. 29639 CA, FL
Ronald J. Farner 2335915 National Securities Corporation 7569 AZ, CA, ID, IA, NH, OR, SC, TX, WA
Michael J. Blackmore 2879954 Sammons Securities Company, LLC 115368 CO, KS, LA, MO
Jimmy D. Weishaar 2537959 Sammons Securities Company, LLC 115368 CO, ID, KS, MO
Warren A. Wedepohl 4581750 Pavek Investments Inc. 15791 CT, FL, IL, MN, WI
Derek J. Elrod 4793202 Sloan Securities Corp. 17930 AZ, CA, FL, NV
Robert A. Horning 2311640 Centaurus Financial, Inc. 30833 CA, NV
Robert Muldoon 2664336 Omni Brokerage, Inc. 16878 CA, DE, DC, KY, MD, NH, NC, SC, TN, VA, WV
James M. Mohan 2449709 Sammons Securities Company, LLC 115368 CO, ID, KS, MO
Brian D. Vosberg 4476509 Centaurus Financial, Inc. 30833 CA
Joseph R. Broadbent 3132498 Omni Brokerage, Inc. 16878 AZ, AR, CA, CO, CT, FL, HI, ID, IL, KY, ME, MD, MN, MO, MT, NV, NM, NY, OR, PA, UT
F. Brian Tanner 5038888 Omni Brokerage, Inc. 16878 CO
Robert G. Tatum 1936605 BancorpSouth Investment Services, Inc. 46259 AL, FL, LA, MA, NC, TX
Robert D. Russell 4667804 Kalos Capital, Inc. 44337 AL, KY, OH, SC
James T. Riner 376932 Crown Capital Securities, L.P. 6312 CA, WA
Robert Russel Tweed 2339324 Capwest Securities, Inc. 30002 AZ, CA, CO, FL, GA, HI, ID, IL, ME, MA, MI, MN, MO, NV, NJ, NM, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA
Debra L. Mackie 2528711 Questar Capital Corporation 43100 MD, NC, OH, SC
Berthel, Fisher & Company Financial Services, Inc. 13069 None None All States
James W. Olsen 857594 Crown Capital Securities, L.P. 6312 AL, AZ, CA, CO, CT, FL, IL, LA, MD, MN, MS, NY, OH, SC, TX, VA, WA, WY
Jeffrey J. Arburn 1475817 Whitehall-Parker Securities, Inc. 10608 CA, NV, NY, OR, WA
Norberto Fernandez 5241882 Newport Coast Securities 16944 CA
William W. Gammon 1811853 Centaurus Financial, Inc. 30833 AK, AR, CA, CT, DE, DC, FL, GA, IN, KY, MD, MA, NJ, NY, NC, OH, PA, RI, SC, TX, UT, VA, WA
William R. Furlong, Jr. 801636 Newport Coast Securities, Inc. 16944 AZ, CA
Michael S. Welch 4215661 Kalos Capital, Inc. 44337 NJ, TX, WA, WI
Angela L. Tejeda 4212910 Money Concepts Capital Corp. 12963 AZ, KS, TX
Christopher M. Schellin 5575534 Capstone Financial Group, Inc. 133591 CA, MO, NC
Leslie M. Pappas 1735372 Regent Capital Group, Inc. 126881 CA, FL, NJ, NC, TN, WA
Gregory W. McCloskey 2820510 Newport Coast Securities, Inc. 16944 AZ, CA, FL, LA, NV, NY, OK
Ivette M. Peugnet 1623785 Crown Capital Securities, L.P. 6312 CA
David B. McMillen 1198070 Crown Capital Securities, L.P. 6312 AZ, CA, CO, ID, OK, OR
Craig C. Frieders 2817574 Sloan Securities Corp. 17930 AZ, CA, GA, IL, MA, NH, NJ, OR, SC, VA
Adam Bryan 5443986 Direct Capital Securities, Inc. 29639 CA, GA, WA
John M. Kosmicki 2093885 Questar Capital Corporation 43100 AZ, CA, CO, HI, IN, KY, MD, NE, NM, SC, SD, VA, WY
Gary L. Flater 1049132 MCL Financial Group, Inc. 41180 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Daniel P. Raupp 4079107 Gunnallen Financial, Inc. 17609 AZ, CA, CO, DE, FL, GA, ID, IL, IN, KS, KY, LA, MD, MA, MI, MO, NJ, NY, NC, OH, PA, PR, SC, TX, UT, VA, WA
David J. Chwalek 2159441 Investors Capital Corp. 30613 CT, FL, MA, SC
Lambert B. Hermelink III 243918 QA3 Financial Corp. 14754 CO, FL, TX
Jack R. Maurer 3081542 TNP Securities, LLC 149178 CA, NH
Nathan P. MacDonald 2250393 Investors Capital Corp. 30613 CT, FL, HI, ME, MA, NH, OH
Mark A. Cline 3206962 United Equity Securities, LLC 47261 CA, FL, NC, TX, WA
Keith A. Herman 2322605 Alternative Wealth Strategies, Inc. 130933 MD, NJ, NY, PA
Brian F. Lynch 4660088 TNP Securities, LLC 149178 AR, CA, CO, LA, NM, OK, TX
Timothy J. Sherer 833618 J.P. Turner & Company, L.L.C. 43177 CA, CO, IN, LA, NY, OK, TX, VA, WA
Michele F. Boyer 5046676 Workman Securities Corporation 31898 IA, MI, NC
James M. Whitson 1353438 United Equity Securities, LLC 47261 CA
Robert A. Graham 1025936 Arete Wealth Management, LLC 44856 CA
James T. Mabbott 2270546 QA3 Financial Corp. 14754 CA, WI
Kathleen L. Heshelow 4909103 Capwest Securities, Inc. 30002 AZ, CA, CO, CT, FL, GA, ID, IL, IN, LA, MA, MI, MN, NJ, NY, NC, OH, OK, OR, SC, TX, UT, VT, VA, WA
Craig S. Sturges 1315735 Centaurus Financial, Inc. 30833 AZ, CA, ID, NV
Michael A. Sebald 1426782 Landolt Securities, Inc. 28352 FL, WI
Joseph R. Donato 4218627 Investors Capital Corp. 30613 MA, NH
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Thompson/Morgan Baton Rouge I, DST/Anthony W. Thompson/Anthony W. ThompsonManaging Member and CEO of Sponsor2010-07-29
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jul. 29, 2010 5601: 0001466589-10-000003 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $20,985,800
Remaining: $214,200
D/A Jan. 22, 2010 5601: 0001466589-10-000001 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $14,141,829
Remaining: $7,058,171
D/A Nov. 12, 2009 5601: 0001466589-09-000008 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $9,599,961
Remaining: $11,600,039
D/A Oct. 14, 2009 5601: 0001466589-09-000007 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $8,609,961
Remaining: $12,590,039
D/A Oct. 06, 2009 5601: 0001466589-09-000006 Thompson/Morgan Baton Rouge I, DST
Offer Amount: $21,200,000
Amount Sold: $8,316,461
Remaining: $12,883,539