View Form D - Electronic Filing Depository

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EFDID: 5944EFD: View Filing

Issuer: CRE Strategic Opportunity Fund (0001474770) - D/A

Accession: 0001474770-11-000005 (Raw Data) (EDGAR Files) (Form D)

EDGAR: Issuer Information

CIK:

0001474770
Entity Name:

CRE Strategic Opportunity Fund
Entity Type:

Limited Liability Company
Jurisdiction:

DELAWARE
Year of Inc:

Within 5 years (2009)
Address:

101 N. MAIN ST
12TH FLOOR
GREENVILLE, SC 29601
Persons:

Related Persons 7

X X CRE Strategic Opportunity Fund Management, LLC
Executive Officer

John W Boyd
Executive Officer

Paul M Aiesi
Executive Officer

Andrew M Reiken
Executive Officer

Donald L Spalding
Executive Officer

X X Poinsett Capital Advisors, LLC
Promoter

X X Graycliff Capital Partners, LLC
Promoter

EDGAR: Offering Information

Accession Date:

05/17/2011
First Sale Date:

11/04/2009
Offering Amount:

$25,000,000
Amount Sold:

$14,552,512
Amount Remaining:

$10,447,488
Exemptions:

Section 3(c)(6), Investment Company Act Section 3(c) , Rule 506
Security Type(s):

Equity

EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information

Recipient	CRD	Broker Dealer	BD CRD	States
SANDLAPPER Securities, LLC	137906	None	None	CA, CO, FL, GA, MN, NY, NC, OH, OK, SC
John B. Morris III	5155685	Sandlapper Securities, LLC	137906	NC, SC
John Wyatt Boyd	2090782	Sandlapper Securities, LLC	137906	GA, NC, SC
John Holmes Ferguson	4947624	Steven L. Falk & Associates, Inc.	14297	CA, FL, NJ, NY
James Marten Lamont	2846228	Independent Financial Group, LLC	7717	CA, IA, NV, NC, SC
Gretchen M. Schorr	704073	Independent Financial Group, LLC	7717	AZ, CA, MD, OR
Paul M. Aiesi	5053454	Sandlapper Securities, LLC	137906	SC
Toni Lynn Sutherland	2729672	Independent Financial Group, LLC	7717	CA, FL, HI, NJ
Orlando C. Fernandez	1980142	Harrison Douglas, Inc.	16515	AZ, CO, IN, OH, VA
Richard E. Woollen	1342719	Harrison Douglas, Inc.	16515	NC
Steven D. Meahan	1234042	Pacific West Securities, Inc.	6390	CA, CO
Trevor L. Gordon	2195122	Sandlapper Securities, LLC	137906	CA, CO, FL, GA, MN, NY, NC, OH, SC
Dwight K. Kay	5376903	Independent Financial Group	7717	CA, CO, NY, OH
William M. Swayne	440968	Pacific West Securities	6390	All States
Russell Lynn Bacon	4542975	Pacific West Securities	6390	FL, MO, NY
Joshua Swayne	4296721	Pacific West Securities	6390	AL, AZ, HI, ID, OR, WA
George Merhoff	2918171	Pacific West Securities	6390	CA, OR, WA
James W. Logan	1699165	Sandlapper Securities, LLC	137906	SC
Billy W. Martin	2021424	Pacific West Securities, Inc.	6390	IL, MO, OK, TX
Jack C. Bixler	22331	Sandlapper Securities, LLC	137906	CA, GA, MN, OH, SC
Neal M. Woodard	5461016	Pacific West Securities	6390	NY, SC, VA
Craig W. Hubler	1194371	Stephen A. Kohn & Associates, LTD	41067	CA, CT, OR, WA
Haynes L. Kendall Jr.	1274737	Independent Financial Group, LLC	7717	AZ, CA, CO, MO, NV, OK, OR, TX, VA
Tracy Rae Turner	1385745	Lighthouse Capital Corporation	41812	AZ, CA
Robert L. Boggess	5007422	OMNI Brokerage, Inc.	16878	CA, ID, MT, OR, UT, WA
George K. Jeffers	1458438	Harrison Douglas, Inc.	16515	CA, OH
Mark C. Pedersen	1283866	Harrison Douglas, Inc.	16515	CA, CT, NC
Zoltan R. Posa	4277093	Independent Financial Group, LLC	7717	CA, CO, OR
C. Grant Conness	4778193	G.F. Investment Services, LLC	132939	CA, CO, FL, GA, IL, LA, MI, NJ, NM, PA, VA
Robert A. Cannon	2765289	Pacific West Securities	6390	All States
Ryan O. Smith	4340304	OMNI Brokerage, Inc.	16878	AL, AZ, CA, CO, FL, ID, MT, NV, NY, TX, UT, VA, WY
Joseph R. Broadbent	3132498	OMNI Brokerage, Inc.	16878	AK, AZ, CA, CO, FL, ID, IN, MI, MO, MT, NV, NY, PA, UT
Jung H. Lee	4410932	Independent Financial Group, LLC	7717	AZ, CA, GA, MO, NJ, WA
Andrew C. Bolt	1594587	Harrison Douglas, Inc.	16515	LA, MD, MO, TN
Barry W. LeMay	306332	Pacific West Securities, Inc.	6390	AZ, CA, FL, ID, OR, PA, VA, WA
Christina S. Nielson	4866971	OMNI Brokerage, Inc.	16878	AR, CA, FL, GA, IL, OK, OR, VA, WA
John P. Harvey JR	4227692	OMNI Brokerage, Inc.	16878	AR, CA, HI, IL, MI, MT, NC, TX
James F. Crawford JR	1327638	Pacific West Securities, Inc.	6390	CO, GA, KY, MD, NY, SC, VA, WV
James R. Crocker	5127548	Pacific West Securities	6390	AZ, CA, NJ, NY, OR, UT, WA
Jerald F. Gunn	2475036	Pacific West Securities	6390	CA, FL
John L. Mitchell	336967	Pacific West Securities	6390	CA, HI
Joshua C. Koehnen	4551444	Independent Financial Group	7717	AZ, CA, KY, NV, OH
Lawrence B. Miller	4715505	Independent Financial Group	7717	CA
Levick (Lee) Henry	5010732	Pacific West Securities	6390	AK, AZ, CA, CO, FL, HI, NV, OR, TX, WA
Patrick L. Horn	2559951	Pacific West Securities	6390	CA, MA, NE, NJ, OR
Richard E. Wielde	466354	White Pacific Securities, Inc.	42505	AZ, CA, WA
Richard J. Zaegel	851991	Pacific West Securities	6390	AL, AK, AZ, CA, FL, GA, IL, KS, MI, MO, NJ, TN, TX, UT, VA
Robyn H. Lee	2846656	Independent Financial Group	7717	CA, FL, NV, NM, OR, WA
Michael Gregory Steinthal	435071	Primex	29394	AZ, CA, CO, FL, NV, NJ, NM, NY, NC, PA
Padma Chintapalli	3041617	Halcyon Capital Markets, LLC	136974	AZ, CA, ID, MI, MN, NY, PA, TN, WA
Kelly H. Clyde	4825839	Independent Financial Group, LLC	7717	AZ, CA, DC, FL, NV, NM, TX, WA
Kenneth C. Miles	812979	Independent Financial Group, LLC	7717	CA, FL, HI, NV, NY, OR
Jack Creighton	1495897	OMNI Brokerage	16878	CA, CO, ME, MA, NJ, NY, NC
Michael L. Hollinsworth	1387904	Pacific West Securities	6390	OR, TX, WA
Debra J. Schleining	2768752	Lighthouse Capital Corp.	41812	NE
Daniel J. Luke	4324353	OMNI Brokerage	16878	AZ, CA, CO, FL, ID, IA, KY, MO, NV, OH, TX, UT, WA, WY
Ralph Roy Ramirez	370490	Lighthouse Capital Corporation	41812	CA
Michael John Skagen	4085157	Pacific West Securities	6390	CA, ID, WA
Damian J. Dering	2854253	Independent Financial Group	7717	AZ, CA, FL, GA, TX, WA
Larry G. Burkholder	4002938	Independent Financial Group	7717	AZ, CA, WA
Ashlee Rae Turner	5467536	Lighthouse Capital Corporation	41812	CA, WA

EDGAR: Signatures

Issuer	Signature	Signer Name	Title	SignatureDate
CRE Strategic Opportunity Fund	Paul M. Aiesi	Paul M. Aiesi	Vice President	2011-05-17

Related EDGAR Submissions

Type	Edgar Date	EFD: Accession	Issuer	Details
D/A	Jan. 28, 2013	5944: 0001474770-13-000001	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $21,863,383 Remaining: $3,136,617
D/A	Jan. 27, 2012	5944: 0001474770-12-000003	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $21,024,382 Remaining: $3,975,618
D/A	Jan. 25, 2012	5944: 0001474770-12-000002	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $21,024,382 Remaining: $3,975,618
D/A	Jan. 04, 2012	5944: 0001474770-12-000001	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $19,062,783 Remaining: $5,937,217
D/A	Oct. 07, 2011	5944: 0001474770-11-000007	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $16,402,843 Remaining: $8,597,157
D/A	Jun. 08, 2011	5944: 0001474770-11-000006	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $15,230,365 Remaining: $9,769,635
D/A	May. 17, 2011	5944: 0001474770-11-000005	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $14,552,512 Remaining: $10,447,488
D/A	May. 03, 2011	5944: 0001474770-11-000004	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $13,908,303 Remaining: $11,091,697
D/A	Apr. 12, 2011	5944: 0001474770-11-000003	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $12,656,241 Remaining: $12,343,759
D/A	Mar. 23, 2011	5944: 0001474770-11-000002	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $11,447,741 Remaining: $13,552,259
D/A	Jan. 21, 2011	5944: 0001474770-11-000001	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $9,415,255 Remaining: $15,584,745
D/A	Nov. 17, 2010	5944: 0001474770-10-000015	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $8,139,700 Remaining: $16,860,300
D/A	Sep. 28, 2010	5944: 0001474770-10-000014	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $7,468,845 Remaining: $17,531,155
D/A	Sep. 03, 2010	5944: 0001474770-10-000013	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $6,358,420 Remaining: $18,641,580
D/A	Aug. 24, 2010	5944: 0001474770-10-000012	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $6,014,568 Remaining: $18,985,432
D/A	Jul. 01, 2010	5944: 0001474770-10-000011	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $3,150,000 Remaining: $21,850,000
D/A	Jun. 18, 2010	5944: 0001474770-10-000010	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $2,730,000 Remaining: $22,270,000
D/A	Jun. 14, 2010	5944: 0001474770-10-000009	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $2,650,000 Remaining: $22,350,000
D/A	Jun. 03, 2010	5944: 0001474770-10-000008	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $2,475,000 Remaining: $22,525,000
D/A	May. 19, 2010	5944: 0001474770-10-000007	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $2,225,000 Remaining: $22,775,000
D/A	Apr. 28, 2010	5944: 0001474770-10-000006	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $1,525,000 Remaining: $23,475,000
D/A	Apr. 07, 2010	5944: 0001474770-10-000005	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $1,097,000 Remaining: $23,903,000
D/A	Mar. 19, 2010	5944: 0001474770-10-000004	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $869,500 Remaining: $24,130,500
D/A	Feb. 26, 2010	5944: 0001474770-10-000003	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $589,500 Remaining: $24,410,500
D/A	Feb. 11, 2010	5944: 0001474770-10-000002	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $327,500 Remaining: $24,672,500
D/A	Jan. 27, 2010	5944: 0001474770-10-000001	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $200,000 Remaining: $24,800,000
D/A	Nov. 17, 2009	5944: 0001474770-09-000002	CRE Strategic Opportunity Fund	Offer Amount: $25,000,000 Amount Sold: $30,000 Remaining: $24,970,000
D	Oct. 22, 2009	5944: 0001474770-09-000001	CRE Strategic Opportunity Fund	Offer Amount: $25,000 Remaining: $25,000