EFDID: 334280EFD: View Filing

Issuer: Capital Alliance, LLC (0001481639) - D

Accession: 0001481639-20-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001481639
  • Entity Name:
    Capital Alliance, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    1108 FIFTH AVE., SUITE 202
    SAN RAFAEL, CA 94901
  • Persons:
    Related Persons 3
    Dennis R. Konczal
    Executive Officer, Promoter 
    President of Capital Alliance Advisors, Inc., Manager of Issuer.
    J.R. Sandell
    Executive Officer 
    Sr. Vice President and CFO of Manager of Issuer.
    William W. Aubrey
    Executive Officer 
    Sr. Vice President and Chief Investment Officer of Manager of Issuer.
EDGAR: Offering Information
  • Accession Date:
    02/20/2020
  • First Sale Date:
    12/13/2019
  • Offering Amount:
    $10,000,000
  • Amount Sold:
    $210,000
  • Amount Remaining:
    $9,790,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, HI, NC, OR
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Whitehall-Parker Securities 10608 Whitehall-Parker Securities 10608 AZ, CA, CO, ID, NV, NM, NY, NC, OR, TX, UT, WA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Capital Alliance, LLCDennis R. KonczalDennis R. KonczalPres. of Capital Allliance Advisors, Inc., Mgr of Issuer2020-02-20