EFDID: 18682EFD: View Filing

Issuer: Fulcrum Convertible Arbitrage Fund LLC (0001494082) - D/A

Accession: 0001494082-11-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001494082
  • Entity Name:
    Fulcrum Convertible Arbitrage Fund LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2009)
  • Address:
    11975 WESTLINE INDUSTRIAL DRIVE
    SUITE 200
    ST. LOUIS, MO 63146
  • Persons:
    Related Persons 5
    John Noddings
    DirectorPromoter
    Patrick J. Kearns
    Executive Officer
    Michael Charles Kissinger
    Executive Officer
    Donald C. Megliola
    Executive Officer
    Cynthia D. Lyons
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    06/13/2011
  • First Sale Date:
    04/27/2010
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $3,149,985
  • Exemptions:
    Section 3(c)(1) , Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Fulcrum Securities, Inc. 140084 Fulcrum Securities, Inc. 140084 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MO, MT, NV, NH, NJ, NY, NC, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Fulcrum Convertible Arbitrage Fund LLCJohn NoddingsJohn NoddingsManager of Issuer's Managing Member2011-06-13
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jun. 14, 2012 18682: 0001494082-12-000001 Fulcrum Convertible Arbitrage Fund LLC
Amount Sold: $3,149,985
D/A Jun. 13, 2011 18682: 0001494082-11-000002 Fulcrum Convertible Arbitrage Fund LLC
Amount Sold: $3,149,985
D/A Jun. 23, 2010 18682: 0001494082-10-000002 Fulcrum Convertible Arbitrage Fund LLC
Amount Sold: $2,649,985
D Jun. 16, 2010 18682: 0001494082-10-000001 Fulcrum Convertible Arbitrage Fund LLC
Amount Sold: $2,649,985