EFDID: 27399EFD: View Filing

Issuer: Aztec XI-B Oil & Gas LP/Aztec Energy LLC (0001505987) - D/A

Accession: 0001505987-11-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Aztec XI-B Oil & Gas LP/Aztec Energy LLC
  • Entity Type:
    Other
  • Jurisdiction:
    NEVADA
  • Year of Inc:
    Within 5 years (2010)
  • Address:
    ONE RIVERWAY
    SUITE 1580

    HOUSTON, TX 77056
  • Persons:
    Related Persons 6
    Kenneth Lehrer
    Director
    Mark Vance
    Director
    Larry Hornbrook
    Executive Officer
    Dayton Wheeler
    Director
    Ariane Cox
    Executive Officer
    Waylan Johnson
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    01/07/2011
  • First Sale Date:
    11/29/2010
  • Offering Amount:
    $50,000,000
  • Amount Sold:
    $9,919,000
  • Amount Remaining:
    $40,081,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Limited Partnership Units
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Frank Currie 1207937 IMS Securities, Inc. 35567 TX
Jeffrey R. Nesseth 1983482 QA3 Financial Corp. 14754 CO, GA, IL, IA, TX, WI
Steve Barton 2788138 QA3 Financial 14754 GA
Don DeWaay 1297174 DeWaay Financial Network, Inc. 30767 AR, FL, IN, IA, KS, MN, NC, ND, SD
Kristopher F. Etter 4562123 IMS Securities, Inc. 35567 TX
Oliver B. Williamson 4642029 Calton & Associates, Inc. 20999 KY
Thomas M. Hille 3070017 WFP Securities 35098 CA, TX
James O. Conaway 1920946 QA3 Financial Corp. 14754 CA, OH, UT
Tom D. English 2459450 WFP Securities 35098 CA
David Gleeson 2918661 QA3 Financial 14754 GA
W. Aubrey Morrow 836500 Independent Financial Group 7717 CA
Tom Rehberger 1493001 Nelson Reid 45503 NV
Todd Condiff 5193760 Heritage Financial 133019 NM
Tim Sherer 833618 J.P. Turner & Company 43177 CA
Terry Wheeler 2163092 QA3 Financial 14754 CA
Steven Orr 1583467 DeWaay Financial Network 30767 TX
Steven Knowlton 4527446 IMS Securities 35567 MI, TX
Stephen Scheller 1732978 Money Concepts 12963 TX
Stacey Rognon 1898975 IMS Securities 35567 TX
Joshua Patterson 3077302 IMS Securities 35567 TX
Scott Reisenweaver 2485345 QA3 Financial 14754 VA
Scott Mrozek 2410838 Financial West 16668 NV
Scot Landborg 4555602 QA3 Financial 14754 CO
Aaron Brodt 5017914 Meridian United Capital 122924 AZ
Antonio Taddeo 5110448 Alternative Wealth Strategies 130933 CT, NY
James Reardon 2309779 Alternative Wealth Strategies 130933 NY
Jeff Rachlin 823547 Alternative Wealth Strategies 130933 NY
Anthony Musto 2474439 Calton & Associates 20999 FL
Eliot Rosenberg 1056584 Calton & Associates 20999 FL
Howard Kaplan 1171182 Calton & Associates 20999 FL
Michael Reedy 3114264 Calton & Associates 20999 FL
Phillip Couture 734399 Calton & Associates 20999 FL
Phillip King 1839137 Calton & Associates 20999 KY
Jason Erickson 2527905 Capital Financial Services 8408 SD, WA
Robert Scullen 807388 Capital Financial Services 8408 VA
Al Vanderlaan 1172406 Capwest Securities 30002 SD
Joshua Cross 4522751 DeWaay Financial 30767 IA
Ronald Melanson 331467 DeWaay Financial 30767 GA, KS, NV, UT
Hunter Brownlie 2349976 Financial West 16668 NH
Joseph Merback 2156180 Financial West 16668 CA
Dean Harvey 3076399 IMS Securities 35567 TX
John Bales 1820734 IMS Securities 35567 TX
John Treadway Brogdon 1450806 IMS Securities 35567 TX
Leigh Zachary 2508360 IMS Securities 35567 TX, WI
Nigel Bowman 2022439 IMS Securities 35567 TX
Patrick Cruickshank 4214868 IMS Securities 35567 TX
Damian Dering 2854253 Independent Financial Group 7717 CA
Peter McNeil 4378567 Independent Financial Group 7717 NV
Anthony Mastroianni 2151249 J.P. Turner & Company 43177 TX
Anthony Mowrer 1947261 J.P. Turner & Company 43177 GA
Clint Gharib 2070991 J.P. Turner & Company 43177 GA
David Johnson 1010443 J.P. Turner & Company 43177 IA
G. Russell Conrad 2746778 J.P. Turner & Company 43177 FL
Jason Hawke 4177415 J.P. Turner & Company 43177 ID
Jeffrey Gove 5490359 J.P. Turner & Company 43177 NE
Richard Stocker 2573644 J.P. Turner & Company 43177 OH
Royce Running 5202198 J.P. Turner & Company 43177 CA
Michael Welch 4215661 Kalos Capital 44337 TX
Robert Tweed 2339324 MAM Securities 124620 CA
Alan Schryer 1847282 Money Concepts 12963 CA
Christopher Passero 2517681 Money Concepts 12963 OH, WV
Craig Sutherland 2001873 Money Concepts 12963 OH
Errol Mathieu 4483259 Money Concepts 12963 CA
James Danovich 2782748 Money Concepts 12963 AZ
Jason Gaylor 5643268 Money Concepts 12963 OH
Keith Offel 2570946 Money Concepts 12963 CA
Kelvin Bishop 5148999 Money Concepts 12963 TN
Edward Scro 2821985 Nelson Reid 45503 NY
Matthew Hannan 4852358 Nelson Reid 45503 NY
Brent Turner 2429805 QA3 Financial 14754 TN
Frank Norton 1069797 QA3 Financial 14754 CA
Jeffrey Meyers 2192759 QA3 Financial 14754 MN
Joseph Byerly 4187946 QA3 Financial 14754 VA
Justin Irving 4083643 QA3 Financial 14754 CA
Charles Bowers 27270 Steven Falk 14297 FL
Peter Roe 2255241 Veritrust Financial 106594 CA, IA, NY
John Naviaux 4895814 WFP Securities 35098 CA
John Schooler 2368308 WFP Securities 35098 CA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Aztec XI-B Oil & Gas LP/Aztec Energy LLCAriane CoxAriane CoxVice President and Administrative Coordinator2011-01-06
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jan. 07, 2011 27399: 0001505987-11-000001 Aztec XI-B Oil & Gas LP/Aztec Energy LLC
Offer Amount: $50,000,000
Amount Sold: $9,919,000
Remaining: $40,081,000
D/A Dec. 22, 2010 27399: 0001505987-10-000002 Aztec XI-B Oil & Gas LP/Aztec Energy LLC
Offer Amount: $50,000,000
Amount Sold: $525,000
Remaining: $49,475,000
D Nov. 17, 2010 27399: 0001505987-10-000001 Aztec XI-B Oil & Gas LP/Aztec Energy LLC
Offer Amount: $50,000,000
Remaining: $50,000,000