EFDID: 205845EFD: View Filing

Issuer: Sunshine Heart, Inc. (0001506492) - D

Accession: 0001506492-16-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Sunshine Heart, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    12988 VALLEY VIEW ROAD
    EDEN PRAIRIE, MN 55344
  • Persons:
    Related Persons 7
    John L. Erb
    Executive Officer, Director
    Claudia Drayton
    Executive Officer
    Eric Lovett
    Executive Officer
    Jon Salveson
    Director
    Molly Wade
    Executive Officer
    Gregory Waller
    Director
    Warren S. Watson
    Director
EDGAR: Offering Information
  • Accession Date:
    11/09/2016
  • First Sale Date:
    10/30/2016
  • Offering Amount:
    $3,600,000
  • Amount Sold:
    $3,600,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    Total offering amount includes the concurrent registered offering of preferred stock and excludes proceeds totaling up to $3,811,765 from the exercise of the warrants.
EFD: Current State Notices

Notices found in EFD

Filed:NJ
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Northland Securities, Inc. 40258 None None NJ, NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Sunshine Heart, Inc./s/ Claudia DraytonClaudia DraytonChief Financial Officer2016-11-08