EFDID: 80546EFD: View Filing

Issuer: WaferGen Bio-systems, Inc. (0001368993) - D

Accession: 0001507943-13-000065 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001368993
  • Entity Name:
    WaferGen Bio-systems, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    NEVADA
  • Year of Inc:
    Over 5 years ago
  • Address:
    7400 PASEO PADRE PARKWAY
    FREMONT, CA 94555
  • Persons:
    Related Persons 10
    Alnoor Shivji
    Director
    Robert Coradini
    Director
    Scott Davidson
    Director
    R. Dean Hautamaki
    Director
    Makoto Kaneshiro
    Director
    Joel Kanter
    Director
    Joseph Pesce
    Director
    Timothy Triche
    Director
    Ivan Trifunovich
    Executive OfficerDirector
    John Harland
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    09/10/2013
  • First Sale Date:
    08/27/2013
  • Offering Amount:
    $15,000,000
  • Amount Sold:
    $13,668,500
  • Amount Remaining:
    $1,331,500
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    Minimum investment amount may be waived. Total offering amount may be increased by up to $2,250,000 to cover over-allotments, if any.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
National Securities Corporation 7569 None None AL, AZ, AR, CA, CO, CT, FL, GA, HI, IL, IN, IA, KS, LA, MD, MA, MI, MN, MS, MO, NH, NJ, NY, ND, OH, OK, OR, PA, RI, SC, TX, UT, VA, WA, WI, WY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
WaferGen Bio-systems, Inc./s/ John HarlandJohn HarlandChief Financial Officer2013-09-10