EFDID: 23844EFD: View Filing

Issuer: III Fund Ltd. (0001469720) - D/A

Accession: 0001518332-11-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001469720
  • Entity Name:
    III Fund Ltd.
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Over 5 years ago
  • Address:
    ADMIRAL ADMINISTRATION LTD.
    ADMIRAL FINANCIAL CENTER, 90 FORT STREET
    GEORGE TOWN, GRAND CAYMAN, E9 KY1-1208
  • Persons:
    Related Persons 18
    n/a James River Capital Corp.
    Executive Officer
    n/a III Offshore Advisors
    Executive Officer
    Kevin M Brandt
    Director
    Basil R.N. Mavroleon
    Director
    Canover Watson
    Director
    Laura P McGrath
    Director
    David Bree
    Director
    Sanjiv Sharma
    Executive Officer
    Robert A Printz
    Executive Officer
    Scott L Wyler
    Executive Officer
    Clifford G Viner
    Executive Officer
    Garth Friesen
    Executive Officer
    William P McCauley
    Executive Officer
    Warren B Mosler
    Executive Officer
    Michael L Reger
    Executive Officer
    Lester N. Coyle
    Executive Officer
    John Cieslowski
    Executive Officer
    Paul H Saunders
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    10/28/2011
  • First Sale Date:
    11/01/1994
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $135,651,765
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
AVM, L.P. 16710 None None FL, MA, NY, OH
Anchor Asset Management LLC 128344 None None CA, CT, IL, MA, NJ, NY, PA
UBS Financial Services Inc. 8174 None None All States
Maymont Partners, Inc. 120536 None None CA, CT, FL, GA, KY, LA, MA, NJ, NY, OH, TX, VA
James River Securities Corp. 38477 None None CA, TX, VA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
III Fund Ltd.Laura McGrathLaura McGrathDirector of the Issuer2011-10-28
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 21, 2019 23844: 0001455867-19-000003 III Fund Ltd.
Amount Sold: $350,672,347
D/A Feb. 22, 2018 23844: 0001469720-18-000001 III Fund Ltd.
Amount Sold: $347,340,926
D/A Feb. 22, 2017 23844: 0001469720-17-000001 III Fund Ltd.
Amount Sold: $334,468,340
D/A Feb. 22, 2016 23844: 0001469720-16-000002 III Fund Ltd.
Amount Sold: $213,921,628
D/A Feb. 20, 2015 23844: 0001469720-15-000001 III Fund Ltd.
Amount Sold: $196,850,379
D/A Feb. 20, 2014 23844: 0001077921-14-000002 III Fund Ltd.
Amount Sold: $169,834,136
D/A Mar. 06, 2013 23844: 0001469720-13-000001 III Fund Ltd.
Amount Sold: $165,875,321
D/A Mar. 06, 2012 23844: 0001539669-12-000010 III Fund Ltd.
Amount Sold: $136,383,349
D/A Oct. 28, 2011 23844: 0001518332-11-000003 III Fund Ltd.
Amount Sold: $135,651,765
D/A Sep. 14, 2010 23844: 0001425253-10-000001 III Fund Ltd.
Amount Sold: $131,287,526