|
Brian W. Bernier
|
1298285
|
Allied Beacon Partners, Inc.
|
46227
|
IL, MA, OH
|
|
William P. Diogaurdi
|
1005567
|
Allied Beacon Partners, Inc.
|
46227
|
NY, PA, VA
|
|
Nicholas C. Cochran
|
713570
|
American Investors Company
|
38
|
CA
|
|
Carlaann E. Goedtke
|
2802912
|
American Portfolios Financial Services, Inc.
|
18487
|
MN
|
|
Douglas Schiffmiller
|
4222388
|
American Portfolios Financial Services, Inc.
|
18487
|
NY
|
|
John C. Johnson III
|
1051062
|
American Portfolios Financial Services, Inc.
|
18487
|
OH
|
|
Thomas J. Kieffer
|
1531908
|
Ashton Garnett Securities, LLC
|
118286
|
CA, FL, IN, MD, MO, NV, NY, OK, WA
|
|
Bernard G. McGee
|
1203327
|
Cadaret, Grant & Company, Inc.
|
10641
|
NY
|
|
Matthew A. Matcovsky
|
2175167
|
Cadaret, Grant & Company, Inc.
|
10641
|
NY
|
|
Robert Edwin Perry
|
360718
|
Cadaret, Grant & Company, Inc.
|
10641
|
CA
|
|
Graham J. Wilson
|
1197343
|
Capital Analysts, Incorporated
|
5478
|
NC
|
|
Centaurus Financial, Inc.
|
30833
|
Centaurus Financial, Inc.
|
30833
|
AZ, CA, ID, NM, TX
|
|
First Allied Secuities, Inc.
|
32444
|
First Allied Secuities, Inc.
|
32444
|
CA, LA, MI, NJ, NY, OH, VA
|
|
Robert W. Wolfe
|
3031557
|
G. A. Repple & Company
|
17486
|
FL, WA
|
|
Edwin A. Day
|
2469775
|
Heritage Benefits Financial Services, Inc.
|
45797
|
ID, WA
|
|
Independent Financial Group, LLC
|
7717
|
Independent Financial Group, LLC
|
7717
|
AZ, CA, MN, NY
|
|
Daniel R. Saur
|
2424518
|
Kalos Capital, Inc.
|
44337
|
TX
|
|
Stephen M. Molesky
|
1109839
|
Kalos Capital, Inc.
|
44337
|
MD, VA
|
|
Daniel G. McPherson
|
4964802
|
Pacific West Securities, Inc.
|
6390
|
ID, UT
|
|
Thomas C. McLaurin
|
3141296
|
Pacific West Securities, Inc.
|
6390
|
WA
|
|
Tristan S. Bliesner
|
5206253
|
Pacific West Securities, Inc.
|
6390
|
VA
|
|
Sammons Securities Company, LLC
|
115368
|
Sammons Securities Company, LLC
|
115368
|
AZ, CA, CO, HI, MN, NC, OR, TX, UT
|
|
Sigma Financial Corporation
|
14303
|
Sigma Financial Corporation
|
14303
|
IL, MI, OH, VA
|
|
Raymond M. Whittenburg
|
1479468
|
Sunset Financial Services, Inc.
|
3538
|
UT
|
|
Triad Advisors, Inc.
|
25803
|
Triad Advisors, Inc.
|
25803
|
AZ, IL, IN, MD, NV, OH, PA
|