EFDID: 134263EFD: View Filing

Issuer: North Rock Fund, Ltd (0001631067) - D/A

Accession: 0001522454-22-000009 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001631067
  • Entity Name:
    North Rock Fund, Ltd
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Over 5 years ago
  • Address:
    190 ELGIN AVENUE
    GEORGE TOWN
    GRAND CAYMAN, E9 KY1-9005
  • Persons:
    Related Persons 7
    N/A North Rock Capital Management, LLC
    Promoter 
    Investment Manager
    N/A Lighthouse Investment Partners, LLC
    Promoter 
    Owner of IM
    N/A North Rock Fund, L.P.
    Promoter 
    Parallel fund/affiliated U.S. fund
    Sean G. McGould
    Executive Officer, Director 
    Executive Officer of Lighthouse
    Kelly R. Perkins
    Executive Officer, Director 
    Chief Investment Officer of the Investment Manager
    Robert P. Swan, III
    Executive Officer 
    Executive Officer of Lighthouse and GP
    Barry McGrath
    Director
EDGAR: Offering Information
  • Accession Date:
    02/14/2022
  • First Sale Date:
    06/14/2017
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $152,223,558
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
  • Sales Clarification:
    The Total Amount Sold herein reflects the net assets value of the Issuer as of 12/31/21.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AK, AR, AZ, CA, CO, CT, DC, DE, GA, IA, IL, IN, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NY, OH, OR, PA, RI, TN, TX, UT, VA, WA, WI
Inactive:SC
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
CAIS Capital LLC 154512 None None All States
Creuza International Ltd. None None None
Wells Fargo Advisors Financial Network, LLC 11025 None None All States
Sussex Partners UK Limited None None None
Bank Julius Baer & Co Ltd None None None
Mesirow Financial Holdings, Inc. None None None All States
AAN Advisor HK Limited None None None
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
North Rock Fund, LtdRobert Swan IIIRobert Swan IIIVice President of the Investment Manager2022-02-14
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jun. 04, 2025 134263: 0001631067-25-000007 North Rock Fund, Ltd
Amount Sold: $2,239,519,581
D/A Feb. 14, 2025 134263: 0001631067-25-000005 North Rock Fund, Ltd
Amount Sold: $2,239,519,581
D/A Feb. 14, 2024 134263: 0001631067-24-000002 North Rock Fund, Ltd
Amount Sold: $520,737,786
D/A May. 02, 2023 134263: 0001631067-23-000010 North Rock Fund, Ltd
Amount Sold: $242,401,620
D/A Feb. 14, 2023 134263: 0001631067-23-000009 North Rock Fund, Ltd
Amount Sold: $242,401,620
D/A Feb. 14, 2022 134263: 0001522454-22-000009 North Rock Fund, Ltd
Amount Sold: $152,223,558
D/A Feb. 12, 2021 134263: 0001631067-21-000001 North Rock Fund, Ltd
Amount Sold: $64,792,428
D/A Feb. 14, 2020 134263: 0001631067-20-000001 North Rock Fund, Ltd
Amount Sold: $19,749,309
D/A Feb. 15, 2019 134263: 0001631067-19-000001 North Rock Fund, Ltd
Amount Sold: $357,121
D/A Feb. 15, 2018 134263: 0001631067-18-000003 North Rock Fund, Ltd
Amount Sold: $346,713
D Jan. 20, 2015 134263: 0001631067-15-000001 North Rock Fund, Ltd